Corporate, financial services, company law, employment, charity, electoral and tax

1,694 criminal offences created by 448 statutory instruments.

Offences (page 18)

• No indemnification for fines or civil penalties article 233(4) · Revoked · Strict liability
• Penalties relating to Articles 67 to 70 article 72(1) · Revoked · Strict liability
• Penalties relating to Articles 67 to 70 article 72(2) · Revoked · Requires proof of a state of mind
• Penalties relating to Articles 67 to 70 article 72(5) · Revoked · Requires proof of a state of mind
• Any person who knowingly or recklessly provides the Regulator with information which is false or misleading in a… article 75(1) · Revoked · Requires proof of a state of mind
• Restricted information article 77(5) · Revoked · Strict liability
• Enforcement regulation 17(1) · Status not determined · Strict liability
• Enforcement regulation 17(3) · Status not determined · Requires proof of a state of mind
• Money purchase schemes: fraud and levy deficiencies etc regulation 10(3) · Status not determined · Requires proof of a state of mind
• Money purchase schemes: fraud and levy deficiencies etc regulation 10(3)(b) · Status not determined · Strict liability
• Money purchase schemes: fraud and levy deficiencies etc regulation 10(3)(b)(i) · Status not determined · Strict liability
• General power to manage proceedings paragraph 9(6) of SCHEDULE 1 · Status not determined · Strict liability
• Duty to prepare directors' report regulation 242(5) · Status not determined · Strict liability
• Duty to prepare operating and financial review regulation 242AA(5) · Status not determined · Strict liability
• Approval and signing of operating and financial review regulation 242AB(4) · Status not determined · Strict liability
• Duty to prepare directors' remuneration report regulation 242B(3) · Status not determined · Strict liability
• Duty to prepare directors' remuneration report regulation 242B(6) · Status not determined · Strict liability
• Approval and signing of directors' remuneration report regulation 242C(4) · Status not determined · Strict liability
• Members' approval of directors' remuneration report regulation 249A(10) · Status not determined · Strict liability
• Members' approval of directors' remuneration report regulation 249A(9) · Status not determined · Strict liability
• Signature of auditors' report article 78A(3) · Status not determined · Strict liability
• Requirements in connection with publication of accounts article 81A(6) · Status not determined · Strict liability
• A person who makes default in complying with subsection (3) commits an offence and is liable on summary conviction to… paragraph 72J(4) of SCHEDULE · Status not determined · Strict liability
• Outstanding requirements under old section 447 of the 1985 Act article 7(4) · Status not determined · Strict liability
• Penalties for non-compliance regulation 7(1) · Revoked · Strict liability
• Penalties for non-compliance regulation 7(2) · Revoked · Strict liability
• Penalties for non-compliance regulation 7(3) · Revoked · Strict liability
• Penalties for non-compliance regulation 7(4) · Revoked · Strict liability
• Penalties for non-compliance regulation 7(5) · Revoked · Strict liability
• Additional forms of publication of transfer proposal (Article 8(2)) regulation 56(3) · Status not determined · Strict liability
• Publication of fulfilment of conditions for the formation of a holding SE (Article 33(3)) regulation 70(2) · Status not determined · Strict liability
• Register of members of supervisory organ regulation 79(4) · Status not determined · Strict liability
• Notification of Amendments to Statutes and Insolvency Events (Articles 59(3) and 65) regulation 82(2) · Status not determined · Strict liability
• Penalties for Breach of Article 11 (use of SE in name) regulation 84 · Status not determined · Strict liability
• Unsolicited services regulation 15(2) · Status not determined · Strict liability
• Unsolicited services regulation 15(3) · Status not determined · Objective fault
• A supplier under a distance contract who fails to comply with regulation 7(3) or (4)(a) or regulation 8(2) or (4) is… regulation 22(1) · Status not determined · Strict liability
• If an offence under paragraph (1), or under regulation 15(2) or (3), committed by a partnership is shown— a to have… regulation 22(4) · Status not determined · Strict liability
• If an offence under paragraph (1), or under regulation 15(2) or (3), committed by an unincorporated association (other… regulation 22(5) · Status not determined · Strict liability
• Subject to regulation 14, an employer who fails to comply with regulation 6(2), 8(1), 8(4) or 9 shall be guilty of an… regulation 18(1) · Status not determined · Strict liability
• An employer who fails to comply with regulation 10 or 15 shall be guilty of an offence, punishable on summary… regulation 18(2) · Status not determined · Strict liability
• Any person who, except under the authority of a licence granted by the Secretary of State under these Regulations,… regulation 2(1) · Revoked · Requires proof of a state of mind
• Licences regulation 3(2) · Revoked · Requires proof of a state of mind
• Licences regulation 3(3) · Revoked · Strict liability
• Restriction on employers of relevant accession State workers requiring registration regulation 9(1) · Status not determined · Strict liability
• Restriction on employers of relevant accession State workers requiring registration regulation 9(4) · Status not determined · Strict liability
• A relevant officer who fails to comply with paragraph (3) of this regulation commits an offence and is liable on… regulation 12(9) · Status not determined · Strict liability
• Notification to creditors: winding-up proceedings regulation 14(10) · Status not determined · Strict liability
• Reports to creditors regulation 16(5) · Status not determined · Strict liability
• Notification of relevant decision to the Authority regulation 9(7) · Status not determined · Strict liability