Offences made under the Financial Services and Markets Act 2000

19 statutory instruments made under this Act create 59 criminal offences between them.

These are offences created by secondary legislation made under the Act — not the offences in the Act itself. An Act that creates a power to make regulations, and regulations that then create offences, is the ordinary route by which most of the criminal law is made, and it is the route this report follows.

Instruments made under it

• The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 2017 · 9 offences
• The Open-Ended Investment Companies Regulations 2001 2001 · 7 offences
• The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade… 2013 · 6 offences
• The Money Laundering Regulations 2003 2003 · 6 offences
• The Central Securities Depositories Regulations 2017 2017 · 5 offences
• The Risk Transformation Regulations 2017 2017 · 4 offences
• The Money Laundering Regulations 2007 (revoked) 2007 · 4 offences
• The Transfer of Funds (Information on the Payer) Regulations 2007 (revoked) 2007 · 4 offences
• The Financial Services and Markets Act 2000 (Consequential Amendments) Order 2002 2002 · 3 offences
• The Bearer Certificates (Collective Investment Schemes) Regulations 2020 2020 · 2 offences
• The Banking Act 2009 (Service Providers to Payment Systems) Order 2017 2017 · 1 offence
• The Oversight of Professional Body Anti-Money Laundering and Counter Terrorist Financing Supervision Regulations 2017 2017 · 1 offence
• The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 2017 · 1 offence
• The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse)… 2016 · 1 offence
• The Financial Services and Markets Act 2000 (Communications by Actuaries) Regulations 2003 2003 · 1 offence
• The Electronic Commerce Directive (Financial Services and Markets) Regulations 2002 2002 · 1 offence
• The Financial Services and Markets Act 2000 ( EEA Passport Rights) Regulations 2001 2001 · 1 offence
• The Financial Services and Markets Act 2000 (Communications by Auditors) Regulations 2001 2001 · 1 offence
• The Financial Services and Markets Act 2000 (Consequential Amendments and Repeals) Order 2001 2001 · 1 offence