Special returns, etc
paragraph 98(2) of SCHEDULE of The Stamp Duty Reserve Tax Regulations 1986
- Status not determined
- Mixed — some elements strict, some not
- Tax, customs and excise
This offence was read from the text as made, and no revised version was available, so a later revocation could not be ruled out. Check the current text at legislation.gov.uk.
What the provision says
2 Where a person fraudulently or negligently furnishes, gives, produces or makes any incorrect information, certificate, document, record or declaration of a kind mentioned in any of the provisions specified in either column of the Table below, he shall be liable to a penalty not exceeding £250, or, in the case of a fraud, £500.
Text as made, from legislation.gov.uk. © Crown copyright, reused under the Open Government Licence v3.0. This is the text as originally made; later amendments are not shown here.
Who it binds, and what has to be proved
- Binds
- a person
- Conduct
- breaching the provision
- Fault element
- Mixed — some elements strict, some not
- Burden of proof
- No statutory defence — prosecution proves everything
The prosecution must prove the conduct, and - for those elements the provision qualifies (fraudulently) - the state of mind it names. The remaining elements carry no fault requirement, so they are strict.
The provision states no defence, so the prosecution bears the burden on every element of the offence.
Classifier’s reasoning: both a mens rea word and an objective standard appear in the offence itself.
What would breach paragraph 98(2) of SCHEDULE?
These are illustrations, not law. They are generated from the provision’s own words to show the shape of the offence. Whether any particular conduct is caught depends on the full text, on any amendment since, and on the facts.
- Doing what the provision prohibits, or failing to do what it requires under the Stamp Duty Reserve Tax Regulations 1986.
Penalty
- Mode of trial
- Not determined
- Maximum fine
- £250
- Maximum prison (summary)
- Not determined
Sentencing
Offences of this kind are usually sentenced under the guidelines below. This is a mapping by subject, not a finding about this provision, and the links go to a search of the Sentencing Council’s own site.
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Fraud, bribery and money laundering offences: definitive guideline
Magistrates' courts and the Crown Court in England and Wales · in force from 1 October 2014
Covers fraud, false accounting, bribery and money laundering, including offences committed by organisations.
-
Reduction in sentence for a guilty plea: definitive guideline
All courts in England and Wales · in force from 1 June 2017
The sliding scale of credit for pleading guilty, from one third at the first stage of proceedings downwards.
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General guideline: overarching principles
All courts in England and Wales · in force from 1 October 2019
The guideline a court uses when there is no offence-specific guideline, which is the position for the overwhelming majority of offences created by statutory instrument. It sets out how culpability and harm are assessed from first principles.
-
Totality: definitive guideline
All courts in England and Wales
How to sentence more than one offence at once so that the total is just and proportionate - frequently in point here, because regulatory prosecutions commonly charge several breaches of the same instrument.
Prosecution figures
No published per-offence figure was found for this provision, and it could not be matched to a Ministry of Justice offence code. Offences created by statutory instrument very largely do not have one. Absence of a figure is not evidence that the offence is unused.
Status and lifecycle
- Current status
- Status not determined
- Made
- 2 October 1986
- In force from
- 27 October 1986
- Extent
- Not stated
How this was established: read from the text as made; no revised version available, so later revocation could not be ruled out.
What the instrument is for
(This note is not part of the Regulations) — the explanatory note published with the instrument, © Crown copyright.
These Regulations provide for the management of stamp duty reserve tax imposed by Part IV of the Finance Act 1986. Regulation 1 gives the title and commencement date and Regulation 2defines terms used. Regulation 3 provides the date by which tax must be paid. Regulation 4 provides for the giving of notice of charge to the Inland Revenue and for the payment of tax. Regulation 5 enables the Inland Revenue to obtain information. Regulation 6 enables the Inland Revenue to determine matters specified in a notice of determination. Regulation 7 enables certain persons to claim to be relieved of liability to pay tax. Regulations 8–10 provide for the giving of notices of appeal and late appeals. Regulation 11 provides that interest shall be paid on overpaid tax that is repaid. Regulation 12 provides for the recovery of tax and Regulation 13 makes provision in respect of underpayments of tax. Regulation 14 provides for the repayment of tax overpaid together with any interest paid on such tax. Regulation 15 provides that certain records shall be made available for inspection by the Inland Revenue. Regulation 16 provides that certain certificates shall be admissible in evidence. Regulation 17 provides that tax liability shall remain unaltered notwithstanding a subsequent legal decision or changed view of the law. Regulation 18 provides for the recovery of over repayments of tax and overpayments of interest. Regulation 19 provides for the service of documents. Regulation 20 applies the provisions of Taxes Management Act 1970 specified in the first column of the Table in Part I of the Schedule to the Regulations, with the modifications specified in the second column of that Table. Those provisions, as modified where appropriate, are set out in Part II of the Schedule. Regulation 21 disapplies certain provisions of the Inland Revenue Regulation Act 1890.
Read the full note and every offence in this instrument
Other offences in the same instrument
- Valuation of assets: power to inspectparagraph 111(2) of SCHEDULE
- Incorrect notice, etc. for stamp duty reserve taxparagraph 95(1) of SCHEDULE
- Assisting in giving incorrect notice, etcparagraph 99 of SCHEDULE
How this was identified as an offence
Everything above rests on the judgement that this provision creates a criminal offence, rather than mentioning one. That judgement is made by rule, from the words of the provision, and this is the rule that made it — with a confidence of 0.68.
- Basis
- the provision states a penalty in older drafting
- Confidence
- 0.68 of 1.00
A provision that states a penalty for an offence created elsewhere can read very like one that creates an offence, and the rules can mistake the one for the other. If the text quoted above sets a penalty for something made an offence by another provision, treat the classification on this page with that in mind, and read the instrument.
Check the source
- This provision on legislation.gov.uk The authoritative text. Check it before relying on anything here.
- The Stamp Duty Reserve Tax Regulations 1986 Every offence this instrument creates, and its explanatory note
- Tax, customs and exciseOther offences on the same subject
- Offences created in 1986