Offence: failure to comply with an enforcement requirement
regulation 4(1) of The Environmental Protection (Wet Wipes Containing Plastic) (Scotland) Regulations 2026
- Status not determined
- Strict liability
- Summary only
- Health and safety, environment, waste and fisheries
This offence was read from the text as made, and no revised version was available, so a later revocation could not be ruled out. Check the current text at legislation.gov.uk.
What the provision says
1 A person who fails without reasonable excuse to comply with any requirement imposed in the exercise of an enforcement officer’s powers under regulation 11(1)(c)(iii) or (g) (powers of entry and examination etc.) commits an offence.
Text as made, from legislation.gov.uk. © Crown copyright, reused under the Open Government Licence v3.0. This is the text as originally made; later amendments are not shown here.
Who it binds, and what has to be proved
- Binds
- a person
- Conduct
- breaching the provision
- Fault element
- Strict liability
- Burden of proof
- An element of the offence, for the prosecution to prove
The prosecution must prove that the conduct happened. This is a strict liability offence as drafted: the provision uses no word of intention, knowledge, recklessness or negligence, so there is no need to show that a person meant to do it, knew about it, or was careless.
Intention, knowledge and carelessness are irrelevant to guilt. They may still matter a great deal to sentence.
“Without reasonable excuse” here is an element of the offence rather than a defence, so its absence is for the prosecution to prove (R v Charles [2009] EWCA Crim 1570).
Classifier’s reasoning: no word of intention, knowledge, recklessness or negligence in the offence or its provision; qualified by reasonable excuse (an element; prosecution disproves once raised).
The defence, as drafted
1 A person who fails without reasonable excuse to comply with any requirement imposed in the exercise of an enforcement officer’s powers under regulation 11(1)(c)(iii) or (g) (powers of entry and examination etc.) commits an offence.
What would breach regulation 4(1)?
These are illustrations, not law. They are generated from the provision’s own words to show the shape of the offence. Whether any particular conduct is caught depends on the full text, on any amendment since, and on the facts.
- Doing what the provision prohibits, or failing to do what it requires under the Environmental Protection (Wet Wipes Containing Plastic) (Scotland) Regulations 2026.
Penalty
- Mode of trial
- Summary only — tried in a magistrates’ court
- Maximum fine
- £5,000
- Standard scale
- Level 5
- Maximum prison (summary)
- Not determined
in Scotland a reference to a level is construed as referring to the standard scale as it currently stands (CP(S)A 1995 s.225(2)), not as it stood when the instrument was made.
Sentencing
Offences of this kind are usually sentenced under the guidelines below. This is a mapping by subject, not a finding about this provision, and the links go to a search of the Sentencing Council’s own site.
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Sentencing organisations: fines and the means of a corporate defendant
All courts in England and Wales
How a fine on a company is arrived at from its turnover. Relevant far beyond the guidelines that state it, because a very large share of the offences in this corpus can only be committed by an organisation.
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Environmental offences: definitive guideline
Magistrates' courts and the Crown Court in England and Wales · in force from 1 July 2014
Covers unauthorised or harmful deposit, treatment or disposal of waste, illegal discharges to air, land and water, and the equivalent offences committed by organisations. It is the guideline that introduced turnover bands for corporate fines, so the size of the defendant company is a starting point rather than a mitigating detail.
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Health and safety offences, corporate manslaughter and food safety and hygiene offences: definitive guideline
Magistrates' courts and the Crown Court in England and Wales · in force from 1 February 2016
Covers breaches of duty under the Health and Safety at Work etc. Act 1974 and the regulations made under it, and food safety and food hygiene offences. Sentencing turns on culpability and on the seriousness and likelihood of harm risked, not only on the harm that happened.
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Reduction in sentence for a guilty plea: definitive guideline
All courts in England and Wales · in force from 1 June 2017
The sliding scale of credit for pleading guilty, from one third at the first stage of proceedings downwards.
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General guideline: overarching principles
All courts in England and Wales · in force from 1 October 2019
The guideline a court uses when there is no offence-specific guideline, which is the position for the overwhelming majority of offences created by statutory instrument. It sets out how culpability and harm are assessed from first principles.
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Totality: definitive guideline
All courts in England and Wales
How to sentence more than one offence at once so that the total is just and proportionate - frequently in point here, because regulatory prosecutions commonly charge several breaches of the same instrument.
Prosecution figures
No published per-offence figure was found for this provision, and it could not be matched to a Ministry of Justice offence code. Offences created by statutory instrument very largely do not have one. Absence of a figure is not evidence that the offence is unused.
Status and lifecycle
- Current status
- Status not determined
- Made
- 10 February 2026
- In force from
- 11 August 2027
- Extent
- S
How this was established: read from the text as made; no revised version available, so later revocation could not be ruled out.
What the instrument is for
(This note is not part of the Regulations) — the explanatory note published with the instrument, © Crown copyright.
These Regulations prohibit persons from supplying or offering to supply wet wipes containing plastic and come into force on 11 August 2027. Regulation 3 provides that it is an offence for a person, in the course of a business, to supply or offer to supply wet wipes containing plastic subject to certain exceptions (regulations 5 to 7). The exceptions include the supply of wet wipes containing plastic by registered pharmacies, supply for medical purposes, supply to businesses or supply to local authorities. A person found guilty of an offence under regulation 3 is liable on summary conviction to a fine not exceeding level 5 on the standard scale. Regulation 4 provides that it is an offence for a person to fail without reasonable excuse to comply with a requirement imposed in the exercise of an enforcement officer’s powers under regulation 11(1)(c)(iii) or (g). A person found guilty of an offence under regulation 4 is liable on summary conviction to a fine not exceeding level 5 on the standard scale. Regulation 8 makes provision for offences by bodies corporate, Scottish partnerships and unincorporated associations. Regulation 9 provides a defence of due diligence. Regulation 10 provides that a local authority may authorise any person who appears suitable to exercise any of the powers specified in regulation 11. Regulation 11 provides for enforcement officers to have powers of entry to carry out the necessary investigations in order to determine whether an offence has been committed. Regulations 12 to 14 provide for a fixed penalty notice procedure in relation to offences under regulation 3. Regulation 12 outlines the circumstances in which an enforcement officer may give a fixed penalty notice to a person, the effect of either accepting or refusing the offer to pay the fixed penalty, the time period during which the fixed penalty may be given, and the time period during which no other proceedings may be commenced in relation to an offence under regulation 3. It additionally provides an enforcement officer with a power to require that a person to be issued with a fixed penalty notice give their name, address and date of birth, and a related offence for refusing to provide that information or giving false information. A person found guilty of an offence under regulation 12(7) is liable on summary conviction to a fine not exceeding level 3 on the standard scale. Regulation 13 sets out the particulars that must be included in a fixed penalty notice given under regulation 12, and regulation 14 provides for the amount of the fixed penalty and the discounted amount that applies when paid within the period identified.
Read the full note and every offence in this instrument
Other offences in the same instrument
- Power to give fixed penalty noticesregulation 12(7)
- A person who, in the course of a business, supplies or offers to supply to an end user wet wipes containing…regulation 3(1)
- Where— a an offence under these Regulations has been committed by a body corporate or a Scottish partnership…regulation 8(1)
- b it is proved that the offence was committed with the consent or connivance of, or was attributable to any…regulation 8(1)(b)
How this was identified as an offence
Everything above rests on the judgement that this provision creates a criminal offence, rather than mentioning one. That judgement is made by rule, from the words of the provision, and this is the rule that made it — with a confidence of 0.92.
- Basis
- the provision says a person “commits an offence”
- Confidence
- 0.92 of 1.00
A provision that states a penalty for an offence created elsewhere can read very like one that creates an offence, and the rules can mistake the one for the other. If the text quoted above sets a penalty for something made an offence by another provision, treat the classification on this page with that in mind, and read the instrument.
Check the source
- This provision on legislation.gov.uk The authoritative text. Check it before relying on anything here.
- The Environmental Protection (Wet Wipes Containing Plastic) (Scotland) Regulations 2026 Every offence this instrument creates, and its explanatory note
- Health and safety, environment, waste and fisheriesOther offences on the same subject
- Offences created in 2026