Offences made under the FINANCIAL SERVICES AND MARKETS The Financial Services and Markets Act 2000
13 statutory instruments made under this Act create 34 criminal offences between them.
These are offences created by secondary legislation made under the Act — not the offences in the Act itself. An Act that creates a power to make regulations, and regulations that then create offences, is the ordinary route by which most of the criminal law is made, and it is the route this report follows.
Instruments made under it
- The Financial Services and Markets Act 2000 (Controllers) Regulations 2009 (revoked) 2009 · 12 offences
- The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade… 2013 · 6 offences
- The Financial Services and Markets Act 2000 (Consequential Amendments) Order 2002 2002 · 3 offences
- The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016 2016 · 2 offences
- The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2014 2014 · 2 offences
- The Financial Services and Markets Act 2000 (Short Selling) Regulations 2012 (revoked) 2012 · 2 offences
- The Financial Services and Markets Act 2000 (Benchmarks) Regulations 2018 2018 · 1 offence
- The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 2017 · 1 offence
- The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse)… 2016 · 1 offence
- The Financial Services and Markets Act 2000 (Communications by Actuaries) Regulations 2003 2003 · 1 offence
- The Financial Services and Markets Act 2000 ( EEA Passport Rights) Regulations 2001 2001 · 1 offence
- The Financial Services and Markets Act 2000 (Communications by Auditors) Regulations 2001 2001 · 1 offence
- The Financial Services and Markets Act 2000 (Consequential Amendments and Repeals) Order 2001 2001 · 1 offence