Offence of failure to comply with regulation 18
regulation 19(1) of The Principal Office Address (Rectification of Register) Regulations 2024
- Status not determined
- Strict liability
- Summary only
- Corporate, financial services, company law, employment, charity, electoral and tax
This offence was read from the text as made, and no revised version was available, so a later revocation could not be ruled out. Check the current text at legislation.gov.uk.
What the provision says
1 If a relevant person fails, without reasonable excuse, to comply with regulation 18 an offence is committed by— a the person, and b where the person is a firm, every officer of the firm that is in default.
Text as made, from legislation.gov.uk. © Crown copyright, reused under the Open Government Licence v3.0. This is the text as originally made; later amendments are not shown here.
Who it binds, and what has to be proved
- Binds
- a person
- Conduct
- breaching the provision
- Fault element
- Strict liability
- Burden of proof
- An element of the offence, for the prosecution to prove
The prosecution must prove that the conduct happened. This is a strict liability offence as drafted: the provision uses no word of intention, knowledge, recklessness or negligence, so there is no need to show that a person meant to do it, knew about it, or was careless.
Intention, knowledge and carelessness are irrelevant to guilt. They may still matter a great deal to sentence.
“Without reasonable excuse” here is an element of the offence rather than a defence, so its absence is for the prosecution to prove (R v Charles [2009] EWCA Crim 1570).
Classifier’s reasoning: no word of intention, knowledge, recklessness or negligence in the offence or its provision; qualified by reasonable excuse (an element; prosecution disproves once raised).
The defence, as drafted
1 If a relevant person fails, without reasonable excuse, to comply with regulation 18 an offence is committed by— a the person, and b where the person is a firm, every officer of the firm that is in default.
What would breach regulation 19(1)?
These are illustrations, not law. They are generated from the provision’s own words to show the shape of the offence. Whether any particular conduct is caught depends on the full text, on any amendment since, and on the facts.
- Doing what the provision prohibits, or failing to do what it requires under the Principal Office Address (Rectification of Register) Regulations 2024.
Penalty
- Mode of trial
- Summary only — tried in a magistrates’ court
- Maximum fine
- £1,000
- Standard scale
- Level 3
- Maximum prison (summary)
- Not determined
Sentencing
Offences of this kind are usually sentenced under the guidelines below. This is a mapping by subject, not a finding about this provision, and the links go to a search of the Sentencing Council’s own site.
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Sentencing organisations: fines and the means of a corporate defendant
All courts in England and Wales
How a fine on a company is arrived at from its turnover. Relevant far beyond the guidelines that state it, because a very large share of the offences in this corpus can only be committed by an organisation.
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Fraud, bribery and money laundering offences: definitive guideline
Magistrates' courts and the Crown Court in England and Wales · in force from 1 October 2014
Covers fraud, false accounting, bribery and money laundering, including offences committed by organisations.
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Reduction in sentence for a guilty plea: definitive guideline
All courts in England and Wales · in force from 1 June 2017
The sliding scale of credit for pleading guilty, from one third at the first stage of proceedings downwards.
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General guideline: overarching principles
All courts in England and Wales · in force from 1 October 2019
The guideline a court uses when there is no offence-specific guideline, which is the position for the overwhelming majority of offences created by statutory instrument. It sets out how culpability and harm are assessed from first principles.
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Totality: definitive guideline
All courts in England and Wales
How to sentence more than one offence at once so that the total is just and proportionate - frequently in point here, because regulatory prosecutions commonly charge several breaches of the same instrument.
Prosecution figures
No published per-offence figure was found for this provision, and it could not be matched to a Ministry of Justice offence code. Offences created by statutory instrument very largely do not have one. Absence of a figure is not evidence that the offence is unused.
Status and lifecycle
- Current status
- Status not determined
- Made
- 29 February 2024
- In force from
- Not determined
- Extent
- Not stated
How this was established: read from the text as made; no revised version available, so later revocation could not be ruled out.
What the instrument is for
(This note is not part of the Regulations) — the explanatory note published with the instrument, © Crown copyright.
These Regulations make provision about the registrar’s powers to change the address registered as the principal office of company directors, secretaries and persons with significant control (“relevant persons”), where the registrar is not satisfied that the address is in fact their principal office. The Regulations allow the registrar to act on the registrar’s own motion or on application. Part 2 requires the registrar to nominate a default address for the purposes of these Regulations. Part 3 provides for applications to be made to the registrar to change a relevant person’s registered principal office address and the notice to be given about the application. Part 4 provides for the registrar to change a registered principal office address after having given prior notice to the relevant person and the relevant company. Part 5 provides for the registrar to change a registered principal office address without giving prior notice. Part 6 provides for the registrar to change a registered principal office address from one default address to another default address. Part 7 provides for appeals against the registrar’s decisions under these Regulations. Part 8 provides for the effect of changing a relevant person’s registered principal office address to a default address nominated by the registrar. Part 9 provides that a relevant person who has had their registered principal office address changed to a default address commits an offence if they do not take all reasonable steps to ensure that notice is given by the relevant company to change the address to a new address within the compliance period. No impact assessment has been prepared in connection with these Regulations.
Read the full note and every offence in this instrument
What Parliament said
Mentions of this instrument in Hansard. Parliamentary material is reused under the Open Parliament Licence v3.0.
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Draft Limited Liability Partnerships (Application of Company Law) Regulations 2024 Draft Service Address (Rectification of Register) Regulations 2024 Draft Principal Office Address (Rectification of Register) Regulations 2024 Draft Registered Office Address (Rectification of Register) Regulations 2024
Commons · 26 February 2024 · Justin Madders (Ellesmere Port and Neston) (Lab)
It is a pleasure to see you in the Chair this evening, Mrs Murray. I thank the Minister for his opening remarks and, indeed, for his work in this policy area over many years. I would hesitate to describe him as an expert in economic crime, but he is clearly someone one who has a long record of tackling economic crime, and today we see the fruits of his labour. I also thank hon. Members for attending this evening.…
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Draft Limited Liability Partnerships (Application of Company Law) Regulations 2024 Draft Service Address (Rectification of Register) Regulations 2024 Draft Principal Office Address (Rectification of Register) Regulations 2024 Draft Registered Office Address (Rectification of Register) Regulations 2024
Commons · 26 February 2024 · Kevin Hollinrake
I pay tribute to the hon. Gentleman’s work in this policy area and on the particular case he referred to. Some of the sanctions available under the 2023 Act include custodial sentences, of course, which I think he would welcome. There is no official totting-up system as he describes it, but the Insolvency Service, for example, can take a number of different offences into account in judging whether somebody is fit…
- Draft Limited Liability Partnerships (Application of Company Law) Regulations 2024 Draft Service Address (Rectification of Register) Regulations 2024 Draft Principal Office Address (Rectification of Register) Regulations 2024 Draft Registered Office Address (Rectification of Register) Regulations 2024 Commons · 26 February 2024
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Draft Limited Liability Partnerships (Application of Company Law) Regulations 2024 Draft Service Address (Rectification of Register) Regulations 2024 Draft Principal Office Address (Rectification of Register) Regulations 2024 Draft Registered Office Address (Rectification of Register) Regulations 2024
Commons · 26 February 2024 · Kevin Hollinrake
Thank you, Mrs Murray. I would love to respond to that point, but clearly I would be told I was out of order by the Chair if I did so. To be clear on limited partnerships, I think the hon. Member for Glenrothes mentioned Scottish LLPs, but I think I am right in saying that he meant Scottish limited partnerships. There is a distinction between English, Welsh, Northern Irish and Scottish limited partnerships. The…
How this was identified as an offence
Everything above rests on the judgement that this provision creates a criminal offence, rather than mentioning one. That judgement is made by rule, from the words of the provision, and this is the rule that made it — with a confidence of 0.55.
- Basis
- c06_offence_committed
- Confidence
- 0.55 of 1.00
A provision that states a penalty for an offence created elsewhere can read very like one that creates an offence, and the rules can mistake the one for the other. If the text quoted above sets a penalty for something made an offence by another provision, treat the classification on this page with that in mind, and read the instrument.
Check the source
- This provision on legislation.gov.uk The authoritative text. Check it before relying on anything here.
- The Principal Office Address (Rectification of Register) Regulations 2024 Every offence this instrument creates, and its explanatory note
- Corporate, financial services, company law, employment, charity, electoral and taxOther offences on the same subject
- Offences created in 2024