Offences and penalties
regulation 12(1) of The Merchant Shipping and Fishing Vessels (Health and Safety at Work) (Artificial Optical Radiation) Regulations 2010
- Status not determined
- Mixed — some elements strict, some not
- Either way
- Corporate, financial services, company law, employment, charity, electoral and tax
This offence was read from the text as made, and no revised version was available, so a later revocation could not be ruled out. Check the current text at legislation.gov.uk.
What the provision says
1 Any person who fails to comply with regulation 6, 7 or 9 is guilty of an offence and is liable— a on summary conviction to a fine not exceeding the statutory maximum; and b on conviction on indictment to imprisonment for a term not exceeding two years or to a fine or to both.
Text as made, from legislation.gov.uk. © Crown copyright, reused under the Open Government Licence v3.0. This is the text as originally made; later amendments are not shown here.
Who it binds, and what has to be proved
- Binds
- a person
- Conduct
- failing to do something the instrument requires
- Fault element
- Mixed — some elements strict, some not
- Burden of proof
- No statutory defence — prosecution proves everything
The prosecution must prove the conduct, and - for those elements the provision qualifies - the state of mind it names. The remaining elements carry no fault requirement, so they are strict.
The provision states no defence, so the prosecution bears the burden on every element of the offence.
Classifier’s reasoning: the offence itself carries no fault word, but a duty it criminalises by cross-reference uses So far as is reasonably practicable, reasonably practicable; which element that governs was not determined.
What would breach regulation 12(1)?
These are illustrations, not law. They are generated from the provision’s own words to show the shape of the offence. Whether any particular conduct is caught depends on the full text, on any amendment since, and on the facts.
- On these words an offence is committed where a person fails to comply with regulation 6, 7 or 9.
- Not doing what the provision requires under the Merchant Shipping and Fishing Vessels (Health and Safety at Work) (Artificial Optical Radiation) Regulations 2010, by the time it requires it to be done.
- Doing it, but not in the manner or to the standard the instrument specifies.
Penalty
- Mode of trial
- Either way — magistrates’ court or Crown Court
- Maximum fine
- £2,500
- Standard scale
- Level 4
- Maximum prison (summary)
- Not determined
- Maximum prison (on indictment)
- 2 years
Sentencing
Offences of this kind are usually sentenced under the guidelines below. This is a mapping by subject, not a finding about this provision, and the links go to a search of the Sentencing Council’s own site.
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Sentencing organisations: fines and the means of a corporate defendant
All courts in England and Wales
How a fine on a company is arrived at from its turnover. Relevant far beyond the guidelines that state it, because a very large share of the offences in this corpus can only be committed by an organisation.
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Fraud, bribery and money laundering offences: definitive guideline
Magistrates' courts and the Crown Court in England and Wales · in force from 1 October 2014
Covers fraud, false accounting, bribery and money laundering, including offences committed by organisations.
-
Imposition of community and custodial sentences: definitive guideline
All courts in England and Wales
When a community order or custody is justified at all, and the presumption against short custodial sentences.
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Reduction in sentence for a guilty plea: definitive guideline
All courts in England and Wales · in force from 1 June 2017
The sliding scale of credit for pleading guilty, from one third at the first stage of proceedings downwards.
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General guideline: overarching principles
All courts in England and Wales · in force from 1 October 2019
The guideline a court uses when there is no offence-specific guideline, which is the position for the overwhelming majority of offences created by statutory instrument. It sets out how culpability and harm are assessed from first principles.
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Totality: definitive guideline
All courts in England and Wales
How to sentence more than one offence at once so that the total is just and proportionate - frequently in point here, because regulatory prosecutions commonly charge several breaches of the same instrument.
Prosecution figures
No published per-offence figure was found for this provision, and it could not be matched to a Ministry of Justice offence code. Offences created by statutory instrument very largely do not have one. Absence of a figure is not evidence that the offence is unused.
Status and lifecycle
- Current status
- Status not determined
- Made
- 14 December 2010
- In force from
- 10 January 2011
- Extent
- Not stated
How this was established: read from the text as made; no revised version available, so later revocation could not be ruled out.
What the instrument is for
(This note is not part of the Regulations) — the explanatory note published with the instrument, © Crown copyright.
In relation to workers on United Kingdom ships, and other ships while in United Kingdom waters, these Regulations implement Council Directive 2006/25/EC of 5 April 2006, (O.J. L. No. 114, 27.4.2006, p. 38) on the minimum health and safety requirements regarding the exposure of workers to risks arising from physical agents (artificial optical radiation) (nineteenth individual Directive within the meaning of Article 16(1) of Directive 89/391/EEC (O.J. L. No. 42, 15.2.2003, p. 38)). This Directive has been implemented in respect of land-based workers by the Control of Artificial Optical Radiation at Work Regulations 2010 (S.I. 2010/1140). The Regulations apply to United Kingdom ships as defined in regulation 2, and, as respects regulations 5, 15 and 17 only, to other ships while in United Kingdom waters. They apply to activities in which workers on ships are or are likely to be exposed to risks arising from artificial optical radiation (regulation 4) and apply exposure limit values. They impose obligations on employers, workers and other persons who have control of matters to which the Regulations relate (regulations 6 to 11). The Regulations require employers to carry out an assessment of risk before work is carried out which could expose workers to levels of artificial optical radiation that create a reasonably foreseeable risk of adverse health effects (regulation 6). Principles are set out in order that the risk of exposure may be eliminated or reduced to a minimum, to ensure that workers are not exposed to optical radiation in excess of the exposure limit values (regulation 7). Provision is made for information and training for workers, health surveillance and the consultation of workers (regulations 8 to 10). There is provision for enforcement (regulations 12 to 18). Levying a charge on a worker for anything done under the Regulations is prohibited (regulation 19). These Regulations are made under the powers in section 85 and 86 of the Merchant Shipping Act 1995 except in respect of their application to Government ships, where the power is provided by section 2(2) of the European Communities Act 1972. Merchant Shipping Notices can be read or downloaded free from the Maritime and Coastguard Agency website (www.mcga.gov.uk). Printed copies can be obtained from M-Notices Subscriptions, PO Box 362, Europa Park, Grays, Essex, RM17 9AY (telephone number 01375 484548, fax number 01375 484556 and email mnotices@ecgroup.co.uk) An impact assessment of the effect of these Regulations on the cost of business has been prepared and copies can be obtained from the Maritime and Coastguard Agency, Spring Place, 105 Commercial Road, Southampton, SO15 1EG. A copy has been placed in the library of each House of Parliament. A copy of the Transposition Note is also available from the Maritime and Coastguard Agency. These documents are also annexed to the Explanatory Memorandum which is available on the Office of Public Sector Information website (http://www.opsi.gov.uk).
Read the full note and every offence in this instrument
Other offences in the same instrument
- Any person who fails to comply with regulation 10 is guilty of an offence and is liable on summary…regulation 12(2)
- Any person who fails to comply with regulation 8 or 19 is guilty of an offence and is liable on summary…regulation 12(3)
- A worker who fails to comply with regulation 11(2) is guilty of an offence and liable on summary conviction…regulation 12(4)
How this was identified as an offence
Everything above rests on the judgement that this provision creates a criminal offence, rather than mentioning one. That judgement is made by rule, from the words of the provision, and this is the rule that made it — with a confidence of 0.92.
- Basis
- the provision says a person is “guilty of an offence”
- Confidence
- 0.92 of 1.00
A provision that states a penalty for an offence created elsewhere can read very like one that creates an offence, and the rules can mistake the one for the other. If the text quoted above sets a penalty for something made an offence by another provision, treat the classification on this page with that in mind, and read the instrument.
Check the source
- This provision on legislation.gov.uk The authoritative text. Check it before relying on anything here.
- The Merchant Shipping and Fishing Vessels (Health and Safety at Work) (Artificial Optical Radiation) Regulations 2010 Every offence this instrument creates, and its explanatory note
- Corporate, financial services, company law, employment, charity, electoral and taxOther offences on the same subject
- Offences created in 2010