Failure to disclose knowledge or suspicion of measures
article 10(1) of The Ivory Coast (Restrictive Measures) (Overseas Territories) Order 2005
- Revoked
- Mixed — some elements strict, some not
- Either way
- International sanctions, export control and trade restrictions
The provision has been revoked and no saving provision preserving liability for earlier conduct was found.
What the provision says
1 A relevant institution is guilty of an offence if – a it knows or suspects that a person who is, or has been at any time since the coming into force of this Order, a customer of the institution, or is a person with whom the institution has had dealings in the course of its business since that time – i is a designated person; or ii has committed an offence under article 7, 8(9), 9 or 17(2); and b it does not disclose to the Governor the information or other matter on which the knowledge or suspicion is based as soon as is reasonably practicable after that information or other matter comes to its attention.
Text as made, from legislation.gov.uk. © Crown copyright, reused under the Open Government Licence v3.0. This is the text as originally made; later amendments are not shown here.
Who it binds, and what has to be proved
- Binds
- a institution
- Conduct
- dealing with funds or making them available in breach of sanctions
- Fault element
- Mixed — some elements strict, some not
- Burden of proof
- No statutory defence — prosecution proves everything
The prosecution must prove the conduct, and - for those elements the provision qualifies (intentionally, knowingly, knows or suspects that) - the state of mind it names. The remaining elements carry no fault requirement, so they are strict.
The provision states no defence, so the prosecution bears the burden on every element of the offence.
Classifier’s reasoning: both a mens rea word and an objective standard appear in the offence itself.
What would breach article 10(1)?
These are illustrations, not law. They are generated from the provision’s own words to show the shape of the offence. Whether any particular conduct is caught depends on the full text, on any amendment since, and on the facts.
- Moving, converting or paying away funds that belong to a designated person under the Ivory Coast (Restrictive Measures) (Overseas Territories) Order 2005, without a licence from the Treasury.
- Making funds or economic resources available to a designated person - which includes paying a third party who will pass on the benefit.
- Dealing with an asset in ignorance of the designation is still caught where the provision imposes no knowledge requirement; check the fault element stated below before assuming otherwise.
Penalty
- Mode of trial
- Either way — magistrates’ court or Crown Court
- Maximum fine
- £5,000
- Maximum prison (summary)
- 6 months
- Maximum prison (on indictment)
- 2 years
Sentencing
Offences of this kind are usually sentenced under the guidelines below. This is a mapping by subject, not a finding about this provision, and the links go to a search of the Sentencing Council’s own site.
-
Sentencing organisations: fines and the means of a corporate defendant
All courts in England and Wales
How a fine on a company is arrived at from its turnover. Relevant far beyond the guidelines that state it, because a very large share of the offences in this corpus can only be committed by an organisation.
-
Fraud, bribery and money laundering offences: definitive guideline
Magistrates' courts and the Crown Court in England and Wales · in force from 1 October 2014
Covers fraud, false accounting, bribery and money laundering, including offences committed by organisations.
-
Imposition of community and custodial sentences: definitive guideline
All courts in England and Wales
When a community order or custody is justified at all, and the presumption against short custodial sentences.
-
Reduction in sentence for a guilty plea: definitive guideline
All courts in England and Wales · in force from 1 June 2017
The sliding scale of credit for pleading guilty, from one third at the first stage of proceedings downwards.
-
General guideline: overarching principles
All courts in England and Wales · in force from 1 October 2019
The guideline a court uses when there is no offence-specific guideline, which is the position for the overwhelming majority of offences created by statutory instrument. It sets out how culpability and harm are assessed from first principles.
-
Totality: definitive guideline
All courts in England and Wales
How to sentence more than one offence at once so that the total is just and proportionate - frequently in point here, because regulatory prosecutions commonly charge several breaches of the same instrument.
Prosecution figures
No published per-offence figure was found for this provision, and it could not be matched to a Ministry of Justice offence code. Offences created by statutory instrument very largely do not have one. Absence of a figure is not evidence that the offence is unused.
Status and lifecycle
- Current status
- Revoked
- Revoked by
- The Côte d’Ivoire (Sanctions) (Overseas Territories) Order 2012 (revoked)
- Revoked on
- 9 January 2013
- Made
- 9 February 2005
- In force from
- 11 February 2005
- Extent
- Not stated
How this was established: the instrument was revoked by a later instrument found in this corpus.
What the instrument is for
(This note is not part of the Order) — the explanatory note published with the instrument, © Crown copyright.
This Order applies to each of the territories specified in Schedule 1. This instrument gives effect to certain measures in resolution 1572 adopted by the Security Council of the United Nations on 15 November 2004, as implemented in the EU. UNSCR 1572 (2004) amongst other things imposes an arms embargo, with certain exemptions, on Ivory Coast with immediate effect; and provided for an assets freeze and travel ban against certain persons to come into effect on 15 December 2004. The targeted persons will be those designated by the Sanctions Committee as constituting a threat to the peace and national reconciliation process in Ivory Coast. These measures are implemented in the EU by Common Position CSFP/852/2004 adopted on 13 December 2004, which extends the arms embargo to equipment which might be used for internal repression and bans financial assistance related to military activities subject to the embargo. Aspects of the sanctions falling within Community competence will be implemented in two EC Regulations.
Read the full note and every offence in this instrument
Other offences in the same instrument
- Customs powers to demand evidence of destination which goods reacharticle 11
- Declaration as to goods: powers of searcharticle 12(3)
- Declaration as to goods: powers of searcharticle 12(4)
- Provisions supplementary to articles 13 to 15article 16(3)
- If, for the purposes of obtaining any licence under this Order, any person makes any statement or furnishes…article 17(1)
- Any person who has done any act under the authority of a licence granted by the Governor under this Order…article 17(2)
- No person shall be guilty of an offence under paragraph (2) where he proves that the condition with which he…article 17(3)
- Supply of restricted goodsarticle 3(1)
- Exportation of restricted goods to Ivory Coastarticle 4(3)
- Any person who, except under the authority of a licence granted by the Governor under this article, directly…article 5
- Use of ships, aircraft and vehicles: restricted goodsarticle 6(3)
- Making funds available to designated personsarticle 7
How this was identified as an offence
Everything above rests on the judgement that this provision creates a criminal offence, rather than mentioning one. That judgement is made by rule, from the words of the provision, and this is the rule that made it — with a confidence of 0.64.
- Basis
- the provision says a person is “guilty of an offence”
- Confidence
- 0.64 of 1.00
A provision that states a penalty for an offence created elsewhere can read very like one that creates an offence, and the rules can mistake the one for the other. If the text quoted above sets a penalty for something made an offence by another provision, treat the classification on this page with that in mind, and read the instrument.
Check the source
- This provision on legislation.gov.uk The authoritative text. Check it before relying on anything here.
- The Ivory Coast (Restrictive Measures) (Overseas Territories) Order 2005 Every offence this instrument creates, and its explanatory note
- International sanctions, export control and trade restrictionsOther offences on the same subject
- Offences created in 2005