Penalties
regulation 5(2) of The Merchant Shipping (Code of Safe Working Practices for Merchant Seamen) Regulations 1998
- Revoked
- Mixed — some elements strict, some not
- Summary only
- Health and safety, environment, waste and fisheries
The provision has been revoked and no saving provision preserving liability for earlier conduct was found.
What the provision says
2 Any contravention of regulation 4(5) of these Regulations shall be an offence punishable on summary conviction by
a fine not exceeding level
1 on the standard scale.
Text as made, from legislation.gov.uk. © Crown copyright, reused under the Open Government Licence v3.0. This is the text as originally made; later amendments are not shown here.
Who it binds, and what has to be proved
- Binds
- a person
- Conduct
- contravening a requirement of the instrument
- Fault element
- Mixed — some elements strict, some not
- Burden of proof
- No statutory defence — prosecution proves everything
The prosecution must prove the conduct, and - for those elements the provision qualifies (knowingly) - the state of mind it names. The remaining elements carry no fault requirement, so they are strict.
The provision states no defence, so the prosecution bears the burden on every element of the offence.
Classifier’s reasoning: the offence itself carries no fault word, but a duty it criminalises by cross-reference uses knowingly; which element that governs was not determined; qualified by absence of consent (an element).
What would breach regulation 5(2)?
These are illustrations, not law. They are generated from the provision’s own words to show the shape of the offence. Whether any particular conduct is caught depends on the full text, on any amendment since, and on the facts.
- Doing the thing the provision prohibits under the Merchant Shipping (Code of Safe Working Practices for Merchant Seamen) Regulations 1998, whatever the reason for doing it.
- Where the requirement is a positive duty, letting the time for performing it pass without performing it.
Penalty
- Mode of trial
- Summary only — tried in a magistrates’ court
- Maximum fine
- £200
- Standard scale
- Level 1
- Maximum prison (summary)
- Not determined
Sentencing
Offences of this kind are usually sentenced under the guidelines below. This is a mapping by subject, not a finding about this provision, and the links go to a search of the Sentencing Council’s own site.
-
Sentencing organisations: fines and the means of a corporate defendant
All courts in England and Wales
How a fine on a company is arrived at from its turnover. Relevant far beyond the guidelines that state it, because a very large share of the offences in this corpus can only be committed by an organisation.
-
Environmental offences: definitive guideline
Magistrates' courts and the Crown Court in England and Wales · in force from 1 July 2014
Covers unauthorised or harmful deposit, treatment or disposal of waste, illegal discharges to air, land and water, and the equivalent offences committed by organisations. It is the guideline that introduced turnover bands for corporate fines, so the size of the defendant company is a starting point rather than a mitigating detail.
-
Health and safety offences, corporate manslaughter and food safety and hygiene offences: definitive guideline
Magistrates' courts and the Crown Court in England and Wales · in force from 1 February 2016
Covers breaches of duty under the Health and Safety at Work etc. Act 1974 and the regulations made under it, and food safety and food hygiene offences. Sentencing turns on culpability and on the seriousness and likelihood of harm risked, not only on the harm that happened.
-
Reduction in sentence for a guilty plea: definitive guideline
All courts in England and Wales · in force from 1 June 2017
The sliding scale of credit for pleading guilty, from one third at the first stage of proceedings downwards.
-
General guideline: overarching principles
All courts in England and Wales · in force from 1 October 2019
The guideline a court uses when there is no offence-specific guideline, which is the position for the overwhelming majority of offences created by statutory instrument. It sets out how culpability and harm are assessed from first principles.
-
Totality: definitive guideline
All courts in England and Wales
How to sentence more than one offence at once so that the total is just and proportionate - frequently in point here, because regulatory prosecutions commonly charge several breaches of the same instrument.
Prosecution figures
No published per-offence figure was found for this provision, and it could not be matched to a Ministry of Justice offence code. Offences created by statutory instrument very largely do not have one. Absence of a figure is not evidence that the offence is unused.
Status and lifecycle
- Current status
- Revoked
- Revoked by
- The Merchant Shipping (Code of Safe Working Practices) (Amendments and Revocation) Regulations 2015
- Revoked on
- 20 October 2015
- Made
- 27 July 1998
- In force from
- 1 September 1998
- Extent
- Not stated
How this was established: the instrument was revoked by a later instrument found in this corpus.
What the instrument is for
(This note is not part of the Regulations) — the explanatory note published with the instrument, © Crown copyright.
These Regulations, which revoke and replace The Merchant Shipping (Code of Safe Working Practices) Regulations 1980 (S.I. 1980/686), require the owner (or other person assuming responsibility for ownership) of each UK ship, other than fishing vessels or pleasure vessels, to carry on board and make available to workers “The Code of Safe Working Practices for Merchant Seamen” (published in 1998 and obtainable from The Stationery Office) (“the Code”). The Regulations amend the thresholds for the carriage of specified numbers of copies of the Code, which has the effect of increasing by one the minimum number of copies to be carried on ships with between five and 15 workers, but decreasing the number of copies to be carried on ships with larger crews. The Regulations provide that– i ships on which five or less workers are employed shall carry at least one copy (regulation 4(1)); ii ships with more than five and less than 20 workers shall carry one copy which is in the custody of the master, one copy which is in the custody of the safety officer, one copy which is in the custody of the safety representative (where elected), and in addition one or more copies kept in a place accessible to other workers (regulation 4(2)); iii ships with more than 20 workers shall carry an adequate number for the workers employed as well as requiring one copy to be kept in the custody of the master, the chief officer, the chief engineer, the purser or catering officer, safety officer and any safety representative (regulation 4(3)). The Regulations allow that these minimum numbers may be reduced where no safety officer or safety representative is appointed or elected on board ship (regulation 4(4)). The Regulations prohibit removal of the Code from the ship without consent (regulation 4(5)). The Regulations make contravention of the requirement to carry copies of the Code an offence with a maximum penalty of £1000 (regulation 5(1)) and contravention of the prohibition on removal of a copy of the Code from the ship an offence with a maximum penalty of £200 (regulation 5(2)). The Code of Safe Working Practices for Merchant Seamen is obtainable from the Stationery Office Publications Centre, PO Box 276, London SW8 5DT (tel: 0171–873 9090).
Read the full note and every offence in this instrument
Other offences in the same instrument
- Penaltiesregulation 5(1)
How this was identified as an offence
Everything above rests on the judgement that this provision creates a criminal offence, rather than mentioning one. That judgement is made by rule, from the words of the provision, and this is the rule that made it — with a confidence of 0.88.
- Basis
- the provision says the conduct “is an offence”; the provision says an offence is committed “if” something happens; the provision says the conduct is “punishable”
- Confidence
- 0.88 of 1.00
A provision that states a penalty for an offence created elsewhere can read very like one that creates an offence, and the rules can mistake the one for the other. If the text quoted above sets a penalty for something made an offence by another provision, treat the classification on this page with that in mind, and read the instrument.
Check the source
- This provision on legislation.gov.uk The authoritative text. Check it before relying on anything here.
- The Merchant Shipping (Code of Safe Working Practices for Merchant Seamen) Regulations 1998 Every offence this instrument creates, and its explanatory note
- Health and safety, environment, waste and fisheriesOther offences on the same subject
- Offences created in 1998