Offences in connection with applications for licences, etc.
article 6 of The Export of Goods (Control) Order 1987
- Status not determined
- Requires proof of a state of mind
- Either way
- Corporate, financial services, company law, employment, charity, electoral and tax
This offence was read from the text as made, and no revised version was available, so a later revocation could not be ruled out. Check the current text at legislation.gov.uk.
What the provision says
6 If for the purpose of obtaining any international import certificate or of obtaining any licence or permission under this Order for the exportation or shipment as ships' stores of any goods or of obtaining from the Secretary of State
a European Community export licence as referred to in article
3 of this Order any person makes any statement or furnishes any document or information which to his knowledge is false in
a material particular or recklessly makes any statement or furnishes any document or information which is false in
a material particular he shall be guilty of an offence and liable on summary conviction to
a fine not exceeding two thousand pounds and on conviction on indictment to
a fine or imprisonment for
a term not exceeding
2 years, or to both; and any licence or permission or European Community export licence which may have been granted for the exportation or shipment as ships' stores of any goods, in connection with the application for which the false statement was made or the false document or information furnished, shall be void as from the time it was granted.
Text as made, from legislation.gov.uk. © Crown copyright, reused under the Open Government Licence v3.0. This is the text as originally made; later amendments are not shown here.
Who it binds, and what has to be proved
- Binds
- a person
- Conduct
- making a false or misleading statement
- Fault element
- Requires proof of a state of mind
- Burden of proof
- No statutory defence — prosecution proves everything
The prosecution must prove both that the conduct happened and that it was done with the state of mind the provision names (for the purpose of obtaining, recklessly).
The provision states no defence, so the prosecution bears the burden on every element of the offence.
Classifier’s reasoning: mens rea word in the offence-creating words: recklessly, for the purpose of obtaining.
What would breach article 6?
These are illustrations, not law. They are generated from the provision’s own words to show the shape of the offence. Whether any particular conduct is caught depends on the full text, on any amendment since, and on the facts.
- Entering a figure on a form or return that is known to be wrong under the Export of Goods (Control) Order 1987.
- Leaving out something the form asks for, where the omission is what makes the answer misleading.
- Producing a document to an official that has been altered since it was issued.
Penalty
- Mode of trial
- Either way — magistrates’ court or Crown Court
- Maximum fine
- Unlimited
- Maximum prison (summary)
- Not determined
- Maximum prison (on indictment)
- 2 years
'to a fine' with no stated maximum.
Sentencing
Offences of this kind are usually sentenced under the guidelines below. This is a mapping by subject, not a finding about this provision, and the links go to a search of the Sentencing Council’s own site.
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Sentencing organisations: fines and the means of a corporate defendant
All courts in England and Wales
How a fine on a company is arrived at from its turnover. Relevant far beyond the guidelines that state it, because a very large share of the offences in this corpus can only be committed by an organisation.
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Fraud, bribery and money laundering offences: definitive guideline
Magistrates' courts and the Crown Court in England and Wales · in force from 1 October 2014
Covers fraud, false accounting, bribery and money laundering, including offences committed by organisations.
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Imposition of community and custodial sentences: definitive guideline
All courts in England and Wales
When a community order or custody is justified at all, and the presumption against short custodial sentences.
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Reduction in sentence for a guilty plea: definitive guideline
All courts in England and Wales · in force from 1 June 2017
The sliding scale of credit for pleading guilty, from one third at the first stage of proceedings downwards.
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General guideline: overarching principles
All courts in England and Wales · in force from 1 October 2019
The guideline a court uses when there is no offence-specific guideline, which is the position for the overwhelming majority of offences created by statutory instrument. It sets out how culpability and harm are assessed from first principles.
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Totality: definitive guideline
All courts in England and Wales
How to sentence more than one offence at once so that the total is just and proportionate - frequently in point here, because regulatory prosecutions commonly charge several breaches of the same instrument.
Prosecution figures
No published per-offence figure was found for this provision, and it could not be matched to a Ministry of Justice offence code. Offences created by statutory instrument very largely do not have one. Absence of a figure is not evidence that the offence is unused.
Status and lifecycle
- Current status
- Status not determined
- Made
- 26 November 1987
- In force from
- 1 January 1988
- Extent
- Not stated
How this was established: read from the text as made; no revised version available, so later revocation could not be ruled out.
What the instrument is for
(This note is not part of the Order) — the explanatory note published with the instrument, © Crown copyright.
This Order revokes and replaces the Export of Goods (Control) Order 1985 and the subsequent amendments thereto. The changes (apart from minor and drafting changes) it effects are as follows– Export control is– lifted on fluorotantalates reduced in scope on airborne, ground and marine navigation equipment, industrial transmitter and amplifier equipment, industrial telemetry and facsimile equipment, gyrotron electromagnets, magnetic materials, high-tensile aluminium alloys, fibrous and filamentary materials, electronic components. extended in scope on ballistic protection materials, plutonium, nuclear reprocessing equipment, tritium production equipment, submersible systems, deep submergence vehicles, diode waveguide components, microwave antennae, electronic integrated circuits, polymeric materials. amended in scope on deuterium, electronic measuring instruments, signal analysers, electronic components, polymeric materials, fluorocarbon compounds, compounds used in the synthesis of ultrafine polycrystalline silicon, resist material, certain ultra-pure metallo-organic and hydride compounds. introduced on neptunium, nuclear separation materials, certain secondary (regenerative) cells, molten salt cells, amorphous alloy strips, certain chemicals; and on specific technologies, in respect of which the export of technological documents is controlled to certain destinations, relating to automatically controlled industrial systems, wafer or chip design or processed information inherent in the manufacture of assemblies, modules, integrated circuits or circuit elements, inert gas and vacuum atomising process, radio relay communications equipment, laser resonators, micro-wave assemblies, sub-assemblies or amplifiers, cathode-ray tubes, gallium arsenide-based transistors, image intensifiers, recording or reproducing equipment, oscilloscopes, quartz-crystal elements, gravity meters. The descriptions of goods subject to export control have been amended in respect of induction furnaces, primary cells, electric arc equipment, electronic circuit assemblies. Frequency changers have been transferred from Group 3C to Group 2B. Copies of the British Standards referred to in these Regulations may be obtained from any of the sales outlets operated by the British Standards Institution (BSI), or by post from the BSI at 3 Linford Wood, Milton Keynes, MK14 6LE. Copies of the economic and control rules of the International Cocoa Agreement can be obtained from the International Cocoa Organisation, 22 Berners Street, London W7.
Read the full note and every offence in this instrument
Other offences in the same instrument
- Declaration as to goods: powers of searcharticle 7(2)
- Declaration as to goods: powers of searcharticle 7(3)
How this was identified as an offence
Everything above rests on the judgement that this provision creates a criminal offence, rather than mentioning one. That judgement is made by rule, from the words of the provision, and this is the rule that made it — with a confidence of 0.92.
- Basis
- the provision says a person is “guilty of an offence”
- Confidence
- 0.92 of 1.00
A provision that states a penalty for an offence created elsewhere can read very like one that creates an offence, and the rules can mistake the one for the other. If the text quoted above sets a penalty for something made an offence by another provision, treat the classification on this page with that in mind, and read the instrument.
Check the source
- This provision on legislation.gov.uk The authoritative text. Check it before relying on anything here.
- The Export of Goods (Control) Order 1987 Every offence this instrument creates, and its explanatory note
- Corporate, financial services, company law, employment, charity, electoral and taxOther offences on the same subject
- Offences created in 1987