UK Offence Report

Offences and penalties

regulation 13(4) of The Environmental Protection (Disposal of Polychlorinated Biphenyls and other Dangerous Substances) (Scotland) Regulations 2000

This offence was read from the text as made, and no revised version was available, so a later revocation could not be ruled out. Check the current text at legislation.gov.uk.

What the provision says

4 A person who–

a supplies information in accordance with regulation 6(1) knowing it to be false or misleading in

a material particular or recklessly supplies information which is false or misleading in

a material particular;

b fails without reasonable excuse to supply information in accordance with regulation 10(2) or notice under regulation 10(4); or

c supplies such information knowing it to be false or misleading in

a material particular or recklessly supplies information which is false or misleading in

a material particular, is guilty of an offence.

Text as made, from legislation.gov.uk. © Crown copyright, reused under the Open Government Licence v3.0. This is the text as originally made; later amendments are not shown here.

Who it binds, and what has to be proved

Binds
a person
Conduct
making a false or misleading statement
Fault element
Requires proof of a state of mind
Burden of proof
An element of the offence, for the prosecution to prove

The prosecution must prove both that the conduct happened and that it was done with the state of mind the provision names (knowing it to be, recklessly).

“Without reasonable excuse” here is an element of the offence rather than a defence, so its absence is for the prosecution to prove (R v Charles [2009] EWCA Crim 1570).

Classifier’s reasoning: mens rea word in the offence-creating words: recklessly, knowing it to be; qualified by reasonable excuse (an element; prosecution disproves once raised).

The defence, as drafted

ch is false or misleading in a material particular; b fails without reasonable excuse to supply information in accordance with regulation 10(2) or notice under regulation 10(4); or c supplies such information knowing it to be false or misleading in a material particular or recklessly supplies information which is false or misleading in a mater

What would breach regulation 13(4)?

These are illustrations, not law. They are generated from the provision’s own words to show the shape of the offence. Whether any particular conduct is caught depends on the full text, on any amendment since, and on the facts.

  1. Entering a figure on a form or return that is known to be wrong under the Environmental Protection (Disposal of Polychlorinated Biphenyls and other Dangerous Substances) (Scotland) Regulations 2000.
  2. Leaving out something the form asks for, where the omission is what makes the answer misleading.
  3. Producing a document to an official that has been altered since it was issued.

Penalty

Mode of trial
Summary only — tried in a magistrates’ court
Maximum fine
£5,000
Maximum prison (summary)
Not determined

expressed as the statutory maximum (the prescribed sum): the same words mean £5,000 in England and Wales and £10,000 in Scotland.

Sentencing

Offences of this kind are usually sentenced under the guidelines below. This is a mapping by subject, not a finding about this provision, and the links go to a search of the Sentencing Council’s own site.

Prosecution figures

No published per-offence figure was found for this provision, and it could not be matched to a Ministry of Justice offence code. Offences created by statutory instrument very largely do not have one. Absence of a figure is not evidence that the offence is unused.

Status and lifecycle

Current status
Status not determined
Made
31 March 2000
In force from
8 May 2000
Extent
S

How this was established: read from the text as made; no revised version available, so later revocation could not be ruled out.

What the instrument is for

(This note is not part of the Regulations) — the explanatory note published with the instrument, © Crown copyright.

These Regulations relate, in respect of Scotland, to Council Directive 96/59/EEC (“the Directive”) on the disposal of polychlorinated biphenyls and polychlorinated terphenyls (“PCBs”). They are made for the purpose of implementing the provisions of the Directive which require decontamination or disposal of PCBs and equipment containing them and the associated provisions for inventories, labelling and monitoring. They are additional to the existing relevant requirements of the waste management licensing regime under the Environmental Protection Act 1990. Subject to exceptions in particular for businesses concerned with the decontamination and disposal of PCBs, regulation 3 prohibits the holding in Scotland of certain equipment contaminated by PCBs (“contaminated equipment”) by anyone other than a person registered with the Scottish Environment Protection Agency (“SEPA”) under these Regulations. This prohibition applies after 31st July 2000. Subject to similar exceptions and to exceptions for transformers and for certain other equipment being replaced under major replacement programmes, regulation 4(1) prohibits the holding of PCBs and equipment containing them (whether or not within the definition of “contaminated equipment” in regulation 2). This provision applies even though a person is registered with SEPA, but applies only after 31st December 2000. Contaminated equipment is to be labelled as such (regulation 5) and, when decontaminated, within specified limits, is to be re-labelled in the form set out in Schedule 2 to the Regulations (regulation 4(4)(d)). Regulation 6 provides for the procedure for registration. Applicants for registration are required to specify, amongst other things, the date by which they expect to have decontaminated or disposed of the equipment concerned. Regulation 7 provides for cancellation of the registration and regulation 8 for appeals against the non-determination of an application for registration or the cancellation of a registration. Registered holders are required to provide information to SEPA on a regular basis (regulation 10). Regulations 9, 10(3) and 11 set out the duties of SEPA to monitor the information supplied, to prepare an inventory for submission to the Scottish Ministers, to review the inventory at regular intervals, to provide an annual statement of the number of registered holders and items of equipment of which particulars are registered and in relation to a public register. The preparation of inventories by SEPA and the provision of summaries to the Scottish Ministers will facilitate the discharge of the obligation imposed by Article 4.1 of the Directive to send to the Commission a summary of the inventories of equipment with PCB volumes of more than 5dm3. SEPA also obtains other relevant information through the system of consignment notes under the Special Waste Regulations 1996. SEPA is required by regulation 11(8) of these Regulations to provide an annual statement to the Scottish Ministers setting out the number of registered holders of such notes and the amount of equipment held. Regulation 12 provides for payment of charges; regulation 13 creates certain criminal offences; and regulation 14 provides for revocations. Schedule 1 to the Regulations records the disposal operations D8 to D10, D12 and D15 set out in Annex IIA of Directive 75/442/EEC on waste, as replaced by Council Decision 96/350 and Schedule 2 sets out the Directive’s requirements for the labelling of decontaminated equipment. A regulatory impact assessment which indicates the cost of compliance to business in respect of these Regulations may be obtained from the Scottish Executive, Environment Protection Unit at Victoria Quay Edinburgh EH6 6QQ. A copy has been made available in the Parliament’s reference centre. Additional copies are available in the document supply centre.

Read the full note and every offence in this instrument

Other offences in the same instrument

How this was identified as an offence

Everything above rests on the judgement that this provision creates a criminal offence, rather than mentioning one. That judgement is made by rule, from the words of the provision, and this is the rule that made it — with a confidence of 0.92.

Basis
the provision says a person is “guilty of an offence”
Confidence
0.92 of 1.00

A provision that states a penalty for an offence created elsewhere can read very like one that creates an offence, and the rules can mistake the one for the other. If the text quoted above sets a penalty for something made an offence by another provision, treat the classification on this page with that in mind, and read the instrument.

Check the source