1 It is an offence for a person— a to contravene Article 6(1); b to fail to give the notice required by…
article 23(1) of The Industrial Pollution Control (Northern Ireland) Order 1997
- Status not determined
- Requires proof of a state of mind
- Either way
- Health and safety, environment, waste and fisheries
This offence was read from the text as made, and no revised version was available, so a later revocation could not be ruled out. Check the current text at legislation.gov.uk.
What the provision says
1 It is an offence for
a person—
a to contravene Article 6(1);
b to fail to give the notice required by Article 9(2);
c to contravene any requirement or prohibition imposed by an enforcement notice or
a prohibition notice;
d without reasonable excuse to fail to comply with any requirement imposed under Article 17;
e without reasonable excuse,—
i to fail or refuse to provide facilities or assistance or any information or to permit any inspection reasonably required by an inspector in the execution of his powers or duties under Article 17; or
ii to prevent any other person from appearing before an inspector, or answering any question to which an inspector may require an answer, pursuant to Article 17(3);
f intentionally to obstruct an inspector in the exercise or performance of his powers or duties;
g to fail, without reasonable excuse, to comply with any requirement imposed by
a notice under Article 19(2);
h to make
a statement which he knows to be false or misleading in
a material particular, or recklessly to make
a statement which is false or misleading in
a material particular, where the statement is made—
i in purported compliance with
a requirement to furnish any information imposed by or under any provision of this Order; or
ii for the purpose of obtaining the grant of an authorisation to himself or any other person or the variation of an authorisation;
i intentionally to make
a false entry in any record required to be kept under Article 7;
j with intent to deceive, to forge or use
a document issued or authorised to be issued under Article
7 or required for any purpose thereunder or to make or have in his possession
a document so closely resembling any such document as to be likely to deceive;
k falsely to pretend to be an inspector;
l to fail to comply with an order made by
a court under Article 26.
Text as made, from legislation.gov.uk. © Crown copyright, reused under the Open Government Licence v3.0. This is the text as originally made; later amendments are not shown here.
Who it binds, and what has to be proved
- Binds
- a person
- Conduct
- obstructing an official exercising a power
- Fault element
- Requires proof of a state of mind
- Burden of proof
- An element of the offence, for the prosecution to prove
The prosecution must prove both that the conduct happened and that it was done with the state of mind the provision names (for the purpose of obtaining, intentionally, recklessly, with intent to).
“Without reasonable excuse” here is an element of the offence rather than a defence, so its absence is for the prosecution to prove (R v Charles [2009] EWCA Crim 1570).
Classifier’s reasoning: mens rea word in the offence-creating words: intentionally, with intent to, recklessly, for the purpose of obtaining; qualified by reasonable excuse (an element; prosecution disproves once raised).
The defence, as drafted
imposed by an enforcement notice or a prohibition notice; d without reasonable excuse to fail to comply with any requirement imposed under Article 17; e without reasonable excuse,— i to fail or refuse to provide facilities or assistance or any information or to permit any inspection reasonably required by an inspector in the execution of his p
What would breach article 23(1)?
These are illustrations, not law. They are generated from the provision’s own words to show the shape of the offence. Whether any particular conduct is caught depends on the full text, on any amendment since, and on the facts.
- Refusing to let an inspector onto premises they are entitled to enter under the Industrial Pollution Control (Northern Ireland) Order 1997.
- Sending an official away, or telling staff to say nothing, where the power being exercised does not depend on anyone's consent.
- Physically blocking an examination, or removing something an officer has said they intend to inspect.
Penalty
- Mode of trial
- Either way — magistrates’ court or Crown Court
- Maximum fine
- £5,000
- Standard scale
- Level 5
- Maximum prison (summary)
- 3 months
- Maximum prison (on indictment)
- 2 years
in Northern Ireland a reference to a level is construed as referring to the standard scale as it currently stands (Fines and Penalties (NI) Order 1984 art.5(3)), not as it stood when the instrument was made.
Sentencing
Offences of this kind are usually sentenced under the guidelines below. This is a mapping by subject, not a finding about this provision, and the links go to a search of the Sentencing Council’s own site.
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Sentencing organisations: fines and the means of a corporate defendant
All courts in England and Wales
How a fine on a company is arrived at from its turnover. Relevant far beyond the guidelines that state it, because a very large share of the offences in this corpus can only be committed by an organisation.
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Environmental offences: definitive guideline
Magistrates' courts and the Crown Court in England and Wales · in force from 1 July 2014
Covers unauthorised or harmful deposit, treatment or disposal of waste, illegal discharges to air, land and water, and the equivalent offences committed by organisations. It is the guideline that introduced turnover bands for corporate fines, so the size of the defendant company is a starting point rather than a mitigating detail.
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Health and safety offences, corporate manslaughter and food safety and hygiene offences: definitive guideline
Magistrates' courts and the Crown Court in England and Wales · in force from 1 February 2016
Covers breaches of duty under the Health and Safety at Work etc. Act 1974 and the regulations made under it, and food safety and food hygiene offences. Sentencing turns on culpability and on the seriousness and likelihood of harm risked, not only on the harm that happened.
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Imposition of community and custodial sentences: definitive guideline
All courts in England and Wales
When a community order or custody is justified at all, and the presumption against short custodial sentences.
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Reduction in sentence for a guilty plea: definitive guideline
All courts in England and Wales · in force from 1 June 2017
The sliding scale of credit for pleading guilty, from one third at the first stage of proceedings downwards.
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General guideline: overarching principles
All courts in England and Wales · in force from 1 October 2019
The guideline a court uses when there is no offence-specific guideline, which is the position for the overwhelming majority of offences created by statutory instrument. It sets out how culpability and harm are assessed from first principles.
-
Totality: definitive guideline
All courts in England and Wales
How to sentence more than one offence at once so that the total is just and proportionate - frequently in point here, because regulatory prosecutions commonly charge several breaches of the same instrument.
Prosecution figures
No published per-offence figure was found for this provision, and it could not be matched to a Ministry of Justice offence code. Offences created by statutory instrument very largely do not have one. Absence of a figure is not evidence that the offence is unused.
Status and lifecycle
- Current status
- Status not determined
- Made
- 26 November 1997
- In force from
- Not determined
- Extent
- Not stated
How this was established: read from the text as made; no revised version available, so later revocation could not be ruled out.
What the instrument is for
(This note is not part of the Order) — the explanatory note published with the instrument, © Crown copyright.
This Order makes provision for the control of pollution arising from certain industrial and other processes.
Read the full note and every offence in this instrument
What Parliament said
Mentions of this instrument in Hansard. Parliamentary material is reused under the Open Parliament Licence v3.0.
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Industrial Pollution Control (Northern Ireland) Order 1997
Lords · 20 November 1997 · Lord Dubs
rose to move, That the draft orders laid before the House on 28th October be approved. The noble Lord said: My Lords, with the permission of the House I should like to discuss both the Waste and Contaminated Land (Northern Ireland) Order 1997 and the Industrial Pollution Control (Northern Ireland) Order 1997. I hope that I am in order in linking the two. It will save time if we deal with the orders together. The…
- Industrial Pollution Control (Northern Ireland) Order 1997 Lords · 20 November 1997
-
Northern Ireland
Commons · 25 November 1997
That the draft Industrial Pollution Control (Northern Ireland) Order 1997, which was laid before this House on 28th October, be approved. That the draft Waste and Contaminated Land (Northern Ireland) Order 1997, which was laid before this House on 28th October, be approved.
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Draft Conservation (Natural Habitats Etc.) (Amendment) (Northern Ireland) (EU Exit) Regulations 2019 Draft Environment (Miscellaneous Amendments) (Northern Ireland) (EU Exit) Regulations 2019
Commons · 4 March 2019 · Dr Coffey
It is a pleasure to serve under your chairmanship, Mr Hosie. These are the two affirmative statutory instruments in my portfolio that extend and apply solely to Northern Ireland. These regulations relate only to Northern Ireland and concern devolved areas of policy, which would normally be dealt with by the devolved Administration at Stormont. Another Committee of the House will debate regulations on habitats…
How this was identified as an offence
Everything above rests on the judgement that this provision creates a criminal offence, rather than mentioning one. That judgement is made by rule, from the words of the provision, and this is the rule that made it — with a confidence of 0.90.
- Basis
- the provision says “it is an offence”; the provision says an offence is committed “if” something happens
- Confidence
- 0.90 of 1.00
A provision that states a penalty for an offence created elsewhere can read very like one that creates an offence, and the rules can mistake the one for the other. If the text quoted above sets a penalty for something made an offence by another provision, treat the classification on this page with that in mind, and read the instrument.
Check the source
- This provision on legislation.gov.uk The authoritative text. Check it before relying on anything here.
- The Industrial Pollution Control (Northern Ireland) Order 1997 Every offence this instrument creates, and its explanatory note
- Health and safety, environment, waste and fisheriesOther offences on the same subject
- Offences created in 1997