The Payment and Electronic Money Institution Insolvency (Scotland) Rules 2022
UK Statutory Instrument 2022 No. 1239 — creates 7 criminal offences.
- Made
- 25 November 2022
- In force from
- 19 December 2022
- Extent
- Not stated
- Subject
- Corporate, financial services, company law, employment, charity, electoral and tax
- Made under
- Insolvency Act 1986
Explanatory note
(This note is not part of the Rules) — published with the instrument by the department that made it. © Crown copyright, reused under the Open Government Licence v3.0.
These Rules set out the procedure in Scotland for the payment institution special administration process or electronic money institution special administration process (as the case may be) under the Payment and Electronic Money Institution Insolvency Regulations 2021, S.I. 2021/716 (“the Regulations”). The main features of the special administration process in each case under the Regulations are that— a an administrator is appointed, and the institution enters special administration, by court order, b special administration objectives and procedures apply, c specific provision is made about how those procedures apply to small institutions, d the administrator is to pursue the special administration objectives in accordance with the statement of proposals, e in other respects the procedure is the same as for administration under Schedule B1 to the Insolvency Act 1986 (c. 45), subject to modifications and the inclusion of certain liquidation provisions of that Act. Part 2 of the Rules sets out the procedure for applying for a special administration order. Part 3 of the Rules sets out the process of the special administration. Part 4 of the Rules provides for the expenses of the special administration. Part 5 of the Rules sets out the rules concerning relevant funds claims. Part 6 of the Rules provides for the pursuit of Objective 1 from the Regulations (relating to the return of relevant funds). Part 7 of the Rules provides for claims by and distributions to creditors. Part 8 of the Rules sets out rules concerning the administrator and there are further rules concerning the administrator in Chapter 6 of Part 12. Part 9 of the Rules provides for the end of the special administration. Part 10 of the Rules sets out special rules in respect of court procedure and practice. Part 11 of the Rules provides for the application of section 216 of the Insolvency Act 1986 (prohibited names). Part 12 of the Rules contains provisions of general effect. Part 13 of the Rules provides for general interpretation and application. The Rules apply to institutions incorporated as companies, but not to the types of institution that are excluded from the application of the Regulations. A de minimis impact assessment of the effect these Rules will have on business and the voluntary sector is available from HM Treasury, 1 Horseguards Road, London SW1A 2HQ or on www.gov.uk and is published alongside these Rules on www.legislation.gov.uk.
Offences created by this instrument
- False claims or evidence rule 117 · Status not determined · Objective fault
- False claims or evidence rule 117(a) · Status not determined · Strict liability
- False claims or evidence rule 117(b) · Status not determined · Objective fault
- Evidence of Claims rule 118(7) · Status not determined · Strict liability
- Administrator’s duties on vacating office rule 142(2) · Status not determined · Strict liability
- False representation of status for purpose of inspecting documents rule 159(1) · Status not determined · Requires proof of a state of mind
- Sending a progress report rule 86(4) · Status not determined · Strict liability
What Parliament said about it
Hansard was searched for this instrument by name and returned nothing. That is the ordinary outcome: an instrument laid under the negative procedure is usually never debated, and becomes law without a word said about it in either House.
How Parliament handled it
This instrument became law without a debate or a vote. Under the negative procedure it took effect unless a motion to stop it succeeded, and none was tabled.
- Procedure
- Made negative — law unless a motion to stop it succeeded
- Could either House amend it?
- No. A statutory instrument is put to each House as a whole thing, to be approved or not. Neither House can change a word of it.
- Committee
- Drawn to the special attention of the Houses by a scrutiny committee
Procedural history
- Instrument created 25 November 2022
- Instrument made (signed into law) 25 November 2022
- Laid before the House of Commons 28 November 2022 · Commons
- Laid before the House of Lords 28 November 2022 · Lords
- Considered by the Secondary Legislation Scrutiny Committee (SLSC) 13 December 2022 · Lords
- No comment by the Secondary Legislation Scrutiny Committee (SLSC) 13 December 2022 · Lords
- Instrument comes into force as law 19 December 2022
- Objection period ends 24 January 2023
- Instrument remains law 24 January 2023
- Procedure concluded in the House of Commons and the House of Lords 24 January 2023 · Commons, Lords
- Considered by the Joint Committee on Statutory Instruments (JCSI) 8 February 2023 · Commons, Lords
- Drawn to the special attention of the Houses by the Joint Committee on Statutory Instruments (JCSI) 8 February 2023 · Commons, Lords
- Joint Committee on Statutory Instruments (JCSI) draws the special attention of both Houses to the instrument on the grounds that it is defectively drafted 8 February 2023 · Commons, Lords
- Joint Committee on Statutory Instruments (JCSI) draws the special attention of both Houses to the instrument on the grounds that it requires elucidation 8 February 2023 · Commons, Lords
From Parliament's Statutory Instruments service. Parliamentary material is reused under the Open Parliament Licence v3.0.
Check the source
- This instrument on legislation.gov.uk The authoritative text, including amendments made since
- Other instruments from 2022