The Iraq (Sanctions) (EU Exit) Regulations 2020
UK Statutory Instrument 2020 No. 707 — creates 22 criminal offences.
- Made
- 7 July 2020
- In force from
- Not determined
- Extent
- Not stated
- Subject
- International sanctions, export control and trade restrictions
- Made under
- Schedule 1 to, the Sanctions and Anti-Money Laundering Act 2018
Explanatory note
(This note is not part of the Regulations) — published with the instrument by the department that made it. © Crown copyright, reused under the Open Government Licence v3.0.
These Regulations are made under the Sanctions and Anti-Money Laundering Act 2018 (c.13) to establish a sanctions regime in relation to Iraq for the purposes of compliance with the United Kingdom’s United Nations obligations. Those obligations include sanctions measures in UN Security Council resolution 1483 adopted by the Security Council on 22 May 2003 as those measures have been revised and updated by subsequent resolutions. Following the United Kingdom’s withdrawal from the European Union, these Regulations also replace the European Union sanctions regime in relation to Iraq which is currently implemented via an EU Council Common Position and Regulation. The Regulations provide that persons who are listed by the UN are designated persons for the purposes of these Regulations. There are two categories of designated persons: those who are designated under paragraph 23(a) of UN Security Council resolution 1483 (2003) as being part of the former Government of Iraqi and its state bodies, corporations or agencies, and those who are designated under paragraph 23(b) of the same resolution as being senior officials of the former Iraqi regime and their immediate family members. The second category of designated persons (designated under paragraph 23(b)) are subject to financial sanctions, which include having their funds and economic resources frozen. The first category of persons (designated under paragraph 23(a)) are subject to a partial asset-freeze which prohibits certain dealings with funds owned, held or controlled by those persons provided the funds were located outside of Iraq on 22 May 2003. The Regulations also impose trade restrictions on military goods and technology as well as restrictions on the trade in Iraqi cultural property which was illegally removed from Iraq on or after 6 August 1990. The Regulations provide for certain exceptions to this sanctions regime, in particular in relation to financial sanctions (for example to allow for frozen accounts to be credited with interest or other earnings) and also acts done for the purpose of national security or the prevention of serious crime. The Regulations also confer powers on the Secretary of State and the Treasury to issue licences in respect of activities that would otherwise be prohibited under the financial and trade sanctions. Schedule 2 to the Regulations sets out the purposes pursuant to which the Treasury may issue such licences. The Regulations make it a criminal offence to contravene, or circumvent, any of the prohibitions in these Regulations and prescribe the mode of trial and penalties that apply to such offences. They also provide for the application of similar types of provision in the Customs and Excise Management Act 1979 to certain offences relating to trade. The Regulations also confer powers on specified maritime enforcement officers to stop and search ships in international and foreign waters for the purpose of enforcing specified trade sanctions and to seize goods found on board ships which are being, or have been, dealt with in contravention, or deemed contravention, of those prohibitions. The Regulations prescribe powers for the provision and sharing of information to enable the effective implementation and enforcement of the sanctions regime. Council Regulation (EC) 1210/2003 of 7 July 2003 concerning certain specific restrictions on economic and financial relations with Iraq and repealing Regulation (EC) No 2465/96 Regulation (EU) is revoked by these Regulations. The Iraq (Asset-Freezing) Regulations 2012, the Iraq (United Nations Sanctions) Order 2003 and the Iraq (United Nations Sanctions) (Amendment) Order 2011 are also revoked. An Impact Assessment has not been produced for these Regulations, as they are intended to ensure existing sanctions remain in place following the United Kingdom’s withdrawal from the European Union. These Regulations are intended to deliver substantially the same policy effects as the existing European Union sanctions. An Impact Assessment was, however, produced for the Sanctions and Anti-Money Laundering Act 2018 and can be found at: https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/653271/Sanctions_and_Anti-Money_Laundering_Bill_Impact_Assessment_18102017.pdf.
Offences created by this instrument
- Circumventing etc. prohibitions regulation 14(2) · Status not determined · Strict liability
- Supply and delivery of military goods regulation 18(3) · Status not determined · Strict liability
- Making military goods and military technology available regulation 19(3) · Status not determined · Strict liability
- Transfer of military technology regulation 20(3) · Status not determined · Strict liability
- Brokering services: non-UK activity relating to military goods and military technology regulation 21(3) · Status not determined · Strict liability
- Supply and delivery of illegally removed Iraqi cultural property regulation 23(3) · Status not determined · Strict liability
- Financial services and funds relating to illegally removed Iraqi cultural property regulation 25(3) · Status not determined · Strict liability
- Brokering services: non-UK activity relating to illegally removed Iraqi cultural property regulation 26(3) · Status not determined · Strict liability
- Holding or controlling illegally removed Iraqi cultural property regulation 27(3) · Status not determined · Strict liability
- A person (“P”) commits an offence if P knowingly or recklessly— a provides information that is false in a material… regulation 38(1) · Status not determined · Requires proof of a state of mind
- A person who purports to act under the authority of a Treasury licence but who fails to comply with any condition of… regulation 38(2) · Status not determined · Strict liability
- A person (“P”) commits an offence if P knowingly or recklessly— a provides information that is false in a material… regulation 39(1) · Status not determined · Requires proof of a state of mind
- A person who purports to act under the authority of a trade licence but who fails to comply with any condition of the… regulation 39(2) · Status not determined · Strict liability
- Finance: reporting obligations regulation 40(6) · Status not determined · Strict liability
- A person commits an offence if that person— a without reasonable excuse, refuses or fails within the time and in the… regulation 44(1) · Status not determined · Requires proof of a state of mind
- General trade licences: records regulation 46(6) · Status not determined · Strict liability
- General trade licences: inspection of records regulation 47(5) · Status not determined · Requires proof of a state of mind
- Paragraph (2) applies where a person is guilty of an offence under section 50(2) of CEMA in connection with the… regulation 56(1) · Revoked · Strict liability
- Paragraph (4) applies where a person is guilty of an offence under section 68(2) of CEMA in connection with a… regulation 56(3) · Revoked · Strict liability
- Paragraph (6) applies where a person is guilty of an offence under section 170(2) of CEMA in connection with a… regulation 56(5) · Revoked · Strict liability
- A person is not to be taken to commit an offence under the Export Control Order 2008 if the person would, in the… regulation 67 · Status not determined · Mixed — some elements strict, some not
- A person who contravenes the prohibition in paragraph (1) commits an offence regulation 8(3) · Status not determined · Strict liability
What Parliament said about it
Hansard was searched for this instrument by name and returned nothing. That is the ordinary outcome: an instrument laid under the negative procedure is usually never debated, and becomes law without a word said about it in either House.
How Parliament handled it
This instrument became law without a debate or a vote. Under the negative procedure it took effect unless a motion to stop it succeeded, and none was tabled.
- Procedure
- Made negative — law unless a motion to stop it succeeded
- Could either House amend it?
- No. A statutory instrument is put to each House as a whole thing, to be approved or not. Neither House can change a word of it.
Procedural history
- Instrument created 7 July 2020
- Instrument made (signed into law) 7 July 2020
- Laid before the House of Commons 9 July 2020 · Commons
- Laid before the House of Lords 9 July 2020 · Lords
- Considered by the Secondary Legislation Scrutiny Committee (SLSC) 21 July 2020 · Lords
- No comment by the Secondary Legislation Scrutiny Committee (SLSC) 21 July 2020 · Lords
- Considered by the Joint Committee on Statutory Instruments (JCSI) 16 September 2020 · Commons, Lords
- Not drawn to the special attention of the Houses by the Joint Committee on Statutory Instruments (JCSI) 16 September 2020 · Commons, Lords
- Objection period ends 19 September 2020
- Instrument remains law 19 September 2020
- Procedure concluded in the House of Commons and the House of Lords 19 September 2020 · Commons, Lords
- Instrument comes into force as law Date not recorded
From Parliament's Statutory Instruments service. Parliamentary material is reused under the Open Parliament Licence v3.0.
Check the source
- This instrument on legislation.gov.uk The authoritative text, including amendments made since
- Other instruments from 2020