The Merchant Shipping (Prevention of Pollution by Garbage from Ships) Regulations 2020
UK Statutory Instrument 2020 No. 621 — creates 15 criminal offences.
- Made
- 29 June 2020
- In force from
- 22 July 2020
- Extent
- Not stated
- Subject
- Health and safety, environment, waste and fisheries
- Made under
- Merchant Shipping Act 1995
Explanatory note
(This note is not part of the Regulations) — published with the instrument by the department that made it. © Crown copyright, reused under the Open Government Licence v3.0.
These Regulations implement the current version of Annex V to the International Convention for the Prevention of Pollution from Ships, 1973, as amended by the Protocol of 1978 (“the Convention”). Annex V contains regulations for the Prevention of Pollution by Garbage from Ships. The current version of Annex V came into force internationally on 31st December 1988 and amendments have been made to it since that time. These Regulations implement all amendments to Annex V as at the date of this statutory instrument. Future amendments to the Convention and other instruments referred to in these Regulations will be automatically incorporated into the Regulations by way of ambulatory reference (regulation 3). The Merchant Shipping (Prevention of Pollution by Sewage and Garbage from Ships) Regulations 2008 (S.I. 2008/3257) which implemented a previous version of Annex V are revoked by virtue of the Merchant Shipping (Prevention of Pollution by Sewage from Ships) Regulations 2020 (S.I. 2020/620) (“the Sewage Regulations”). The Sewage Regulations, which come into force simultaneously with these Regulations, also update other instruments which refer to these Regulations. Parts 2 and 3 of the Regulations apply to United Kingdom ships wherever they may be and to all other ships in United Kingdom waters or controlled waters (regulation 4). Part 2 imposes a prohibition on the discharge of garbage into the sea (regulation 5) subject to a number of exceptions outside special areas (regulation 5(1)(a)), for fixed or floating platforms (regulation 5(1)(b)) and within special areas (regulation 5(1)(c)). There is also an exemption for discharges of garbage within polar waters which comply with the requirements of Chapter 5 of part II-A of the Polar Code (regulation 5(1)(d)). United Kingdom ships are prohibited from entering the Antarctic area unless they have sufficient capacity for the retention of garbage on board (regulation 7). Regulation 8 (exceptions) provides exceptions to the prohibition in regulation 5 covering safety, accidental loss and the protection of the marine environment. Part 3 of the Regulations requires a shipper of solid bulk cargo to make a declaration as to whether that cargo is harmful to the marine environment (regulation 9). Part 4 applies to United Kingdom ships wherever they may be and to all other ships in controlled waters which meet certain size and weight criteria. It imposes a requirement for the carrying on ships of placards notifying passengers and crew about the disposal of garbage (regulation 10). Ships are required to have a garbage management plan (regulation 11) and garbage record books to record the discharge or completed incineration of garbage (regulations 12 and 13). Ships without garbage record books are required to record certain discharges of garbage in their log-books (regulation 15). The Secretary of State may grant exemptions from one or more of the garbage record book requirements in regulations 12 and 13 (regulation 14). Part 5 of the Regulations makes provision in relation to powers of inspection and detention of ships, and in relation to offences and penalties. The Secretary of State must review the operation and effect of these Regulations and publish a report within five years after they come into force and within every five years thereafter (regulation 27). Following such a review it will fall to the Secretary of State to consider whether the Regulations should remain as they are, or be revoked or amended. A further instrument would be needed to revoke the Regulations or to amend them. Guidance supporting these Regulations has been published in a Marine Guidance Note (MGN 632 (M+F)). Copies of MGN 632 (M+F) may be obtained free of charge at www.gov.uk or in hard copy from the Maritime and Coastguard Agency (“MCA”) of Spring Place, 105 Commercial Road, Southampton SO15 1EG. The Convention (including its Protocols, Annexes and amendments), SOLAS, the Polar Code, the London Convention and the Tonnage Convention can be obtained from the International Maritime Organization (“IMO”) at IMO Publishing, 4 Albert Embankment, London SE1 7SR, www.imo.org/publications; email: sales@imo.org; telephone: 0207 735 7611. The text of IMO Resolutions may be obtained in hard copy from the IMO Library at the same address as IMO Publishing. The amendments to the Convention can be found on the Foreign and Commonwealth Office treaties database (https://treaties.fco.gov.uk/responsive/app/consolidatedSearch/). Except where otherwise stated, copies of the Command Papers referred to in this instrument are not available electronically but are available for inspection free of charge but by appointment at the Parliamentary Archives, Houses of Parliament, London SW1A 0PW; email: archives@parliament.uk; telephone: 0207 219 3074. A hard copy of UNCLOS is available for inspection free of charge but by appointment at the Parliamentary Archives, Houses of Parliament, London SW1A 0PW (catalogue number: HL/PO/JO/10/11/3186/287). An electronic copy of Cm. 4524 can be found at https://treaties.fco.gov.uk/awweb/pdfopener?md=1&did=69421. Future amendments to the Convention and other documents to which the ambulatory reference provision applies (regulation 3) may be obtained from the IMO and, after coming into force in the United Kingdom, found on https://treaties.fco.gov.uk/responsive/app/consolidatedSearch/. Until such publication is made, an amendment will be available from the MCA and on www.gov.uk. An amendment will be published in advance of its in force date by means of a Parliamentary Statement to both Houses of Parliament and by way of a Marine Guidance Note, which will be available in hard copy from MCA and on www.gov.uk. A full Impact Assessment has not been produced for this instrument as it is not expected to have significant impact on the public or voluntary sectors and only minimal impact on the private sector is foreseen. An Explanatory Memorandum is published alongside this instrument at www.legislation.gov.uk.
Offences created by this instrument
- Any contravention of— a regulation 5(1) (prohibition on the discharge of garbage), in the case of a fixed or floating… regulation 21(1) · Status not determined · Strict liability
- a regulation 5(1) (prohibition on the discharge of garbage), in the case of a fixed or floating platform, is an… regulation 21(1)(a) · Status not determined · Strict liability
- b regulation 7 (restriction on United Kingdom ships entering the Antarctic area), 8(3) (reporting of the loss or… regulation 21(1)(b) · Status not determined · Strict liability
- c regulation 5(1) (prohibition on the discharge of garbage), in the case of a ship other than a fixed or floating… regulation 21(1)(c) · Status not determined · Strict liability
- d regulation 7 (restriction on United Kingdom ships entering the Antarctic area), 8(3) (reporting of the loss or… regulation 21(1)(d) · Status not determined · Strict liability
- e regulation 9(1) or (3)(a) (declaration regarding solid bulk cargoes) is an offence by the shipper regulation 21(1)(e) · Status not determined · Strict liability
- f regulation 9(3)(b) (declaration regarding solid bulk cargoes) is an offence by the forwarder regulation 21(1)(f) · Status not determined · Strict liability
- g regulation 11(2) (garbage management plan), in the case of a fixed or floating platform, is an offence by the… regulation 21(1)(g) · Status not determined · Strict liability
- h regulation 11(2) (garbage management plan), in the case of a ship other than a fixed or floating platform, is an… regulation 21(1)(h) · Status not determined · Strict liability
- i regulation 12(3)(b) (receipts from reception facilities), in the case of a fixed or floating platform, is an offence… regulation 21(1)(i) · Status not determined · Strict liability
- j regulation 12(3)(b) (receipts from reception facilities), in the case of a ship other than a fixed or floating… regulation 21(1)(j) · Status not determined · Strict liability
- k regulation 13(1) or 13(2) (entries in garbage record books), is an offence by the officer in charge of the… regulation 21(1)(k) · Status not determined · Strict liability
- l regulation 13(5) (entries in garbage record books), in the case of a fixed or floating platform, is an offence by… regulation 21(1)(l) · Status not determined · Strict liability
- m regulation 13(5) (entries in garbage record books), in the case of a ship other than a fixed or floating platform,… regulation 21(1)(m) · Status not determined · Strict liability
- A contravention of regulation 10 (placards) is punishable on summary conviction— a in England and Wales by a fine; or… regulation 21(3) · Status not determined · Strict liability
What Parliament said about it
Contributions, debates and written statements mentioning this instrument by name. Parliamentary material is reused under the Open Parliament Licence v3.0.
- Fisheries Bill [Lords] (Sixth sitting)
Commons · Public Bill Committees · 15 September 2020 · Victoria Prentis
Tackling the scourge of plastic pollution in the ocean is a priority for the Government and for me personally. While the proposed new clause rightly recognises the importance of tackling plastic pollution, it is not necessary in the Bill because it replicates existing legislation. The Merchant Shipping (Prevention of Pollution by Garbage) Regulations 1998 prohibits the disposal of plastic items at sea, including fishing gear. Adequate disposal facilities are already required under the Merchant Shipping and Fishing Vessels (Port Waste Reception Facilities) Regulations 2003. Under the Merchant…
- International Maritime Instruments: Ambulatory Reference Amendments
Commons · Written Statements · 29 September 2020 · The Parliamentary Under-Secretary of State for Transport (Robert Courts)
I am making this statement to fulfil obligations relating to the implementation of amendments to internationally agreed merchant shipping requirements into UK domestic law. These requirements will be implemented into UK law by way of ambulatory reference provisions in secondary legislation. The ambulatory reference provisions give direct effect in the UK to these amendments and, in advance of those amendments taking effect in the UK, the Secretary of State has agreed to publish them by way of a parliamentary statement to both Houses of Parliament. This statement relates specifically to…
- Changes to International Maritime Law
Commons · Written Statements · 14 January 2025 · The Parliamentary Under-Secretary of State for Transport (Mike Kane)
I am making this statement to record updates to maritime legislation as a result of changes to international law. This fulfils a commitment made to Parliament to make such a statement. The legislative changes came into force on 1 January 2025. Some domestic maritime secondary legislation includes ambulatory reference provision to give direct effect in UK law to certain amendments to international obligations. This means that where the legislation refers to a requirement of an international instrument, this reference will be ambulatory; in other words, it is a reference to the most up to date…
- Biodiversity Beyond National Jurisdiction Bill
Lords · Lords Chamber · 12 January 2026 · Baroness Chapman of Darlington (Lab)
My Lords, these amendments relate to environmental protection and plastic pellet pollution in areas beyond national jurisdiction. Amendment 4, tabled by the noble Baroness, Lady Miller, and supported by the noble Baroness, Lady Jones—I thank them for it—would require the Secretary of State to make regulations on the control of plastic pellet pollution in areas beyond national jurisdiction within 12 months of the BBNJ Act being passed. The Government fully recognise the seriousness of plastic pollution in the marine environment, including the particular harms caused by plastic pellet loss. It…
How Parliament handled it
This instrument became law without a debate or a vote. Under the negative procedure it took effect unless a motion to stop it succeeded, and none was tabled.
- Procedure
- Made negative — law unless a motion to stop it succeeded
- Could either House amend it?
- No. A statutory instrument is put to each House as a whole thing, to be approved or not. Neither House can change a word of it.
Procedural history
- Instrument created 22 June 2020
- Instrument made (signed into law) 22 June 2020
- Laid before the House of Commons 30 June 2020 · Commons
- Laid before the House of Lords 30 June 2020 · Lords
- Considered by the Secondary Legislation Scrutiny Committee (SLSC) 14 July 2020 · Lords
- No comment by the Secondary Legislation Scrutiny Committee (SLSC) 14 July 2020 · Lords
- Considered by the Joint Committee on Statutory Instruments (JCSI) 15 July 2020 · Commons, Lords
- Not drawn to the special attention of the Houses by the Joint Committee on Statutory Instruments (JCSI) 15 July 2020 · Commons, Lords
- Instrument comes into force as law 22 July 2020
- Objection period ends 10 September 2020
- Instrument remains law 10 September 2020
- Procedure concluded in the House of Commons and the House of Lords 10 September 2020 · Commons, Lords
From Parliament's Statutory Instruments service. Parliamentary material is reused under the Open Parliament Licence v3.0.
Check the source
- This instrument on legislation.gov.uk The authoritative text, including amendments made since
- Other instruments from 2020