The Environmental Permitting (England and Wales) Regulations 2016
UK Statutory Instrument 2016 No. 1154 — creates 5 criminal offences.
- Made
- 11 December 2016
- In force from
- Not determined
- Extent
- Not stated
- Subject
- International sanctions, export control and trade restrictions
- Made under
- Decision 2000/532/EC, European Communities Act 1972, Regulatory Enforcement and Sanctions Act 2008, Schedule 1 to the Pollution Prevention and Control Act 1999, Schedule 2 to, the European Communities Act 1972, Schedule 8 to, the Water Act 2014
Explanatory note
(This note is not part of the Regulations) — published with the instrument by the department that made it. © Crown copyright, reused under the Open Government Licence v3.0.
These Regulations provide a consolidated system of environmental permitting in England and Wales. They replace the Environmental Permitting (England and Wales) Regulations 2010 (S.I. 2010/675). These Regulations transpose provisions of 15 Directives which impose obligations required to be delivered through permits or capable of being delivered through permits. Part 1 contains general provisions, in particular interpretation. Regulation 8 defines the term “regulated facility” and regulation 12 requires every regulated facility to be operated under the authority of an environmental permit. The combined classes of “regulated facility” include (unless they are exempt or excluded) every installation, mobile plant, waste operation, mining waste operation, radioactive substances activity, water discharge activity, groundwater activity and flood risk activities, whether or not carried on as part of the operation of another regulated facility. Those terms are defined in regulation 2(1) and in Schedules 1, 9, 20 to 23 and 25. The term “exempt facility” is defined in regulation 5. Schedule 2 sets out the procedures in relation to exempt facilities, including registration requirements. Part 2 sets out the procedures in relation to environmental permits. Regulations 13 (grant of a permit), 20 (variation of a permit), 21 (transfer of a permit) and 25 (surrender of a permit), with Part 1 of Schedule 5, regulate permit applications. Regulation 20 also provides for variation of a permit on the initiative of the regulator. Regulation 24 allows certain permits to be surrendered by notification. Regulation 15 and Part 2 of Schedule 5 provide for compensation where a permit condition requires interference with the property rights of a person other than the operator. Regulation 17 allows more than one regulated facility on the same site, or with the same operator, to be authorised by the same permit in some circumstances. Regulation 18 allows for the consolidation of separate permits. Regulations 22 and 23 provide for the revocation of a permit on the initiative of the regulator. Regulations 26 to 30 provide for the preparation of standard rules applying to a description of regulated facility, which may be incorporated into a permit at the request of an operator. Regulation 31 and Schedule 6 provide for appeals. Part 3 provide for the discharge of functions by the regulator in relation to permits. Regulation 32 sets the regulator for different classes or description of regulated facility and regulation 33 allows for a change of regulator at the direction of the Secretary of State or the Welsh Ministers. Regulation 34 requires the regulator periodically to review permits and to inspect regulated facilities. Regulation 35 and Schedules 7 to 25 require the regulator to exercise its functions so as to comply with the duties set out in those Schedules. Each Schedule requires the regulator to ensure compliance with a specified Directive or Directives (where applicable) when exercising its functions in relation to a regulated facility falling within the Schedule’s scope. Part 4 contains enforcement-related provisions. Regulations 36 and 37 provide for enforcement notices (requiring compliance with a permit) and suspension notices (suspending the authorisation of the operation of a regulated facility). Regulation 38 contains offences and regulation 40 provides for defences. Regulation 39 sets the penalties on conviction and provides for enforcement undertakings. Part 5 make provision for public registers to be kept by the regulator, including information which may be kept off the register in the interests of national security or because it is confidential in nature8 Part 6 confers powers on the regulator, Secretary of State and Welsh Ministers and imposes duties on the regulator. This Part includes power for the regulator to prevent or remedy pollution and to recover associated costs from the operator (regulation 57), a requirement on the appropriate agency to publish a public participation statement (regulation 60), and power for the Secretary of State or Welsh Ministers to make schemes setting fees and charges in relation to local authority functions under these Regulations. Part 7 contains miscellaneous provisions. By virtue of regulation 1(2), the provisions in Schedules 28 and 29 (revocations and consequential amendments) extend to England and Wales only. Regulation 80 requires the Secretary of State to review the operation and effect of these Regulations before the end of April 2019 and every 5 years thereafter and lay a report before Parliament. Full impact assessments of the effect that the Environmental Permitting (England and Wales) Regulations 2010 and its amending instruments where appropriate will have on the costs of business and the voluntary sector are available from the Air Quality and Industrial Emissions Team at the Department for Environment, Food and Rural Affairs, Nobel House, 17 Smith Square, London SW1P 3JR or at www.legislation.gov.uk. No separate impact assessment has been produced for this instrument. An updated transposition note is submitted with the Explanatory Memorandum which is available alongside the instrument on www.legislation.gov.uk.
Offences created by this instrument
- It is an offence for a person to— a contravene regulation 12(1), or b knowingly cause or knowingly permit the… regulation 38(1) · Status not determined · Requires proof of a state of mind
- It is an offence for a person to fail to comply with or to contravene an environmental permit condition regulation 38(2) · Status not determined · Strict liability
- It is an offence for a person to fail to comply with the requirements of an enforcement notice or of a prohibition… regulation 38(3) · Status not determined · Strict liability
- It is an offence for a person— a to fail to comply with a notice under regulation 61(1) requiring the provision of… regulation 38(4) · Status not determined · Requires proof of a state of mind
- It is an offence for an establishment or undertaking to— a fail to comply with paragraph 17(3) or (4) of Schedule 2,… regulation 38(5) · Status not determined · Requires proof of a state of mind
What Parliament said about it
Contributions, debates and written statements mentioning this instrument by name. Parliamentary material is reused under the Open Parliament Licence v3.0.
- Draft Environmental Permitting (England and Wales) Regulations 2016 Commons · General Committees · 14 November 2016
- Environmental Permitting (England and Wales) Regulations 2016 Lords · Lords Chamber · 22 November 2016
- Cremation Regulations
Commons · Written Statements · 21 December 2017 · The Parliamentary Under-Secretary of State for Justice (Dr Phillip Lee)
I am today announcing that new regulations regarding cremation in England and Wales have been laid before Parliament. The Cremation (England and Wales) (Amendment) Regulations 2017 will come into effect on 6 April 2018. We are making these changes following our response to our consultation on cremation, published on 7 July 2016, in which we committed to make a number of changes to infant cremation regulations and practice. The regulations laid today introduce new forms for use in applying for a cremation. They include a section for the applicant to confirm their wishes regarding the return…
- Strengthening Environmental Civil Sanctions
Commons · Written Statements · 12 July 2023 · The Parliamentary Under-Secretary of State for Environment, Food and Rural Affairs (Rebecca Pow)
Protecting our natural environment is a Government priority. The Government are pleased to announce today that we have laid new secondary legislation to strengthen environmental civil sanctions and provide the environmental regulators with the tools they need to hold operators to account. Currently, there is a cap of £250,000 on variable monetary penalties imposed by the environmental regulators for a wide range of offences. We are removing this cap to make the penalty unlimited, so that penalties are proportionate to the degree of environmental harm and culpability. Strong safeguards are in…
- Water (Special Measures) Bill [Lords]
Commons · Commons Chamber · 28 January 2025 · Madam Deputy Speaker (Ms Nusrat Ghani)
With this it will be convenient to discuss the following: New clause 1 —Water Restoration Fund— “(1) No more than 60 days after the day on which this Act is passed, the Secretary of State must by regulations make provision for the establishment, operation and management of a Water Restoration Fund. (2) A Water Restoration Fund is a fund— (a) into which any monetary penalties imposed for specified offences must be paid, and (b) out of which payments must be made for expenditure on measures to improve the quality of the freshwater environment in England. (3) The Secretary of State must by…
- Road Safety: Schools
Commons · Westminster Hall · 29 January 2025 · Richard Foord (Honiton and Sidmouth) (LD)
It is an honour to serve with you in the Chair, Ms Jardine. I pay tribute to the hon. Member for Chester South and Eddisbury (Aphra Brandreth), not just for securing this debate, but for speaking powerfully and sensitively on this delicate subject; I offer my condolences to the family who she represents. If only the incident that the hon. Lady described was unique, but it is not—it is sadly multiplied many times across the country. According to the charity Brake, five children are seriously injured or killed on UK roads every day. In south-west England, 442 children were injured on roads…
- Environmental Protection
Commons · Commons Chamber · 6 July 2026 · The Parliamentary Under-Secretary of State for Environment, Food and Rural Affairs (Mary Creagh)
I beg to move, That the draft Environmental Permitting (Waste Controlling or Transporting) and Relevant Functions of Primary Authorities (Amendment) (England) Regulations 2026, which were laid before this House on 20 May, be approved. It is a pleasure to be here on this hot and sultry evening. Despite our late nights or early mornings—whatever we decided to do in order to get over the football—I hope I can entertain the House with this vital piece of new legislation. I would like to acknowledge the important work of the Secondary Legislation Scrutiny Committee in its review of this statutory…
- Environmental Permitting (Waste Controlling or Transporting) and Relevant Functions of Primary Authorities (Amendment) (England) Regulations 2026
Lords · Grand Committee · 14 July 2026 · Lord Blencathra (Con)
My Lords, I thank the Minister for bringing these regulations before the Committee. I can be commendably brief—or briefer than I normally am—because we give a very warm welcome to these excellent regulations. We on these Benches have repeatedly raised waste crime and called for tougher measures against the perpetrators. During consideration of the Crime and Policing Bill, the Government did not support our amendments to give police the powers to seize the vehicles of perpetrators of these crimes. I am sure that, if the Minister were to draw this to the attention of the excellent, caring and…
How Parliament handled it
Parliament's Statutory Instruments service records procedure from May 2017 onwards, and this instrument predates it. That is a limit of the source, not a statement that nothing happened.
Check the source
- This instrument on legislation.gov.uk The authoritative text, including amendments made since
- Other instruments from 2016