The Companies Act 2006 (Amendment of Part 18) Regulations 2013
UK Statutory Instrument 2013 No. 999 — creates 2 criminal offences.
- Made
- 24 April 2013
- In force from
- 30 April 2013
- Extent
- Not stated
- Subject
- Corporate, financial services, company law, employment, charity, electoral and tax
- Made under
- Companies Act 2006, No. 999 Companies The Companies Act 2006
Explanatory note
(This note is not part of the Regulations) — published with the instrument by the department that made it. © Crown copyright, reused under the Open Government Licence v3.0.
These Regulations come into force on 30th April 2013 and extend to the whole of the United Kingdom, reflecting the extent of the Companies Act 2006 (c.46). These Regulations amend Part 18 (Acquisition by limited company of its own shares) of the Companies Act 2006. Regulation 3 removes the requirement on private limited companies to pay on purchase the price of shares in full in cases where the buy back is for an employees’ share scheme; this will allow a private company to pay for its shares by instalments. Regulation 4 permits private companies to use cash without having to identify it as distributable reserves to finance the buyback of its own shares, up to the value of £15,000 or 5% of the share capital of the company in each financial year. Regulation 5 changes the requirements for shareholder authorisations concerning contracts for share buyback to be passed; instead of the authorisation being given by special resolution (a majority of 75% of shareholders), it may be given by ordinary resolution (being a simple majority, i.e. over 50% of shareholders). Regulations 6 to 9 amend the Companies Act 2006 to allow a company to make off-market purchases of its own shares without having each buyback contract approved by shareholder resolution, as long as the company has a resolution from the shareholders authorising this. Regulations 10 to 13 amend the requirements that a company must fulfil when buying back its own shares using capital in cases where the buy back is for the purposes of or pursuant to an employees’ share scheme. The amendments reduce the requirement to a statement by the directors that the company is solvent and a special resolution by the shareholders. Regulations 14 and 15 allow a company limited by shares to hold its own shares in treasury and to deal with such shares as treasury shares. The change also allows shares bought back with cash to be held as treasury shares. A full regulatory impact assessment of the effect that this instrument will have on the costs of business and the voluntary sector is available from the Business Environment Directorate, Department for Business, Innovation and Skills, 1 Victoria Street, London SW1H 0ET or from www.gov.uk/bis and is annexed to the Explanatory Memorandum which is available alongside the instrument at www.legislation.gov.uk.
Offences created by this instrument
- If the company delivers to the registrar a solvency statement that was not provided to members in accordance with… regulation 720B(7) · Status not determined · Strict liability
- If default is made in complying with this section, an offence is committed by– a the company, and b every officer of… regulation 720B(8) · Status not determined · Strict liability
What Parliament said about it
Contributions, debates and written statements mentioning this instrument by name. Parliamentary material is reused under the Open Parliament Licence v3.0.
- Companies Act 2006 (Amendment of Part 18) Regulations 2013
Lords · Grand Committee · 25 March 2013 · Viscount Younger of Leckie
That the Grand Committee do report to the House that it has considered the Companies Act 2006 (Amendment of Part 18) Regulations 2013. Relevant document: 22nd Report from the Joint Committee on Statutory Instruments
- Companies Act 2006 (Amendment of Part 18) Regulations 2013 Lords · Grand Committee · 25 March 2013
- Companies Act 2006 (Amendment of Part 18) Regulations 2013 Lords · Lords Chamber · 27 March 2013
- Business without Debate
Commons · Commons Chamber · 22 April 2013
That the draft Companies Act 2006 (Amendment of Part 18) Regulations 2013, which were laid before this House on 6 March, be approved.— (Anne Milton.)
How Parliament handled it
Parliament's Statutory Instruments service records procedure from May 2017 onwards, and this instrument predates it. That is a limit of the source, not a statement that nothing happened.
Check the source
- This instrument on legislation.gov.uk The authoritative text, including amendments made since
- Other instruments from 2013