The Fire Precautions (Workplace) Regulations 1997
UK Statutory Instrument 1997 No. 1840 — creates 2 criminal offences.
- Made
- 28 July 1997
- In force from
- 1 December 1997
- Extent
- Not stated
- Subject
- Health and safety, environment, waste and fisheries
- Made under
- European Communities Act 1972, Fire Precautions Act 1971
Explanatory note
(This note is not part of the Regulations) — published with the instrument by the department that made it. © Crown copyright, reused under the Open Government Licence v3.0.
These Regulations (“the Regulations”) give effect in Great Britain to: a article 8(1) and (2) of Council Directive 89/391/EEC on the introduction of measures to encourage improvements in the safety and health of workers at work (OJ No. L 183, 29.6.89, p. 1) (“the Framework Directive”); and b article 6 of, together with paragraphs 4 and 5 of each of the annexes to, Council Directive 89/654/EEC concerning the minimum safety and health requirements for the workplace (OJ No. L 393, 30.12.89, p. 1) (“the Workplace Directive”), in so far as those provisions relate to fire precautions and in so far as more specific legislation does not make appropriate provision. In this note, those provisions, in so far as they relate to fire precautions, are referred to as “the substantive provisions”. The Regulations also give effect to certain other articles of the Framework Directive, in so far as they concern the substantive provisions (including article 10(1) and (2) of that Directive). Part I of the Regulations makes preliminary provision. Regulation 2 provides for the interpretation of the Regulations. Part II of the Regulations sets out the requirements of the substantive provisions. Regulation 3 provides that Part II applies to— a an employer, in respect of every workplace, other than an excepted workplace, to the extent it is under his control; and b every person who has control of a workplace, other than an excepted workplace, to the extent of his control. The excepted workplaces are listed in regulation 3(5) and comprise workplaces for which more specific fire safety requirements exist or which are excluded from the Directives. Regulation 4 makes provision for fire-fighting and fire detection (implementing paragraph 5 of each of the annexes to the Workplace Directive and article 8(1) and (2) of the Framework Directive (in so far as they relate to fire precautions)). Regulation 5 makes provision for emergency routes and exits in case of fire (implementing the first indent of article 6 of, and paragraph 4 of each of the annexes to, the Workplace Directive (in so far as they relate to fire precautions)). Regulation 6 makes provision for maintenance of the workplace and safety devices (implementing the second and fourth indents of article 6 of the Workplace Directive (in so far as they relate to fire precautions)). Part III of the Regulations amends the Management of Health and Safety at Work Regulations 1992 (S.I. 1992/2051) so as to extend certain of their requirements to encompass Part II of the Regulations. The Management of Health and Safety at Work Regulations 1992 implement, for Great Britain, much of the Framework Directive. The following provisions of those Regulations, which derive from provisions of the Framework Directive which are ancillary to the substantive provisions, are extended directly, or (through an amendment to a definition) indirectly, so as to encompass Part II of the Regulations: regulations 3 (risk assessment), 4 (health and safety arrangements), 6 (health and safety assistance), 8 (information for employees), 9 (co-operation and co-ordination) and 10 (persons working in host employers' undertakings). Part IV of the Regulations makes provision for enforcement and offences. Under regulation 10 fire authorities are given responsibility not only for enforcing the provisions of Part II of the Regulations but also a number of provisions of the Management of Health and Safety at Work Regulations 1992 so far as they extend to general fire precautions (as defined) in non-excepted workplaces. Together these provisions are referred to in the Regulations as “the workplace fire precautions legislation”. The relevant provisions of the Management of Health and Safety at Work Regulations 1992 not only include those amended by Part III of the Regulations but also certain other provisions which extend to general fire precautions and implement provisions of the Framework Directive, namely regulations 7 (procedures for serious and imminent danger and for danger areas) and 11(2) and (3) (training). Regulation 9 disapplies the enforcement regime of the Health and Safety at Work etc. Act 1974 from these provisions of the Management of Health and Safety at Work Regulations 1992, to the extent fire authorities are given responsibility for them under the present Regulations. Part IV distinguishes between serious breaches of the workplace fire precautions legislation and other breaches. Regulation 11 makes an intentional or reckless serious breach of that legislation a criminal offence. Regulation 13 enables a fire authority to issue enforcement notices in respect of serious breaches; regulation 14 provides for appeals against such enforcement notices; and regulation 15 makes breach of an enforcement notice a criminal offence. In the case of any breach (whether serious or not), regulation 16 enables a fire authority to apply to a court for an order requiring an employer to remedy the breach. Regulation 12 extends section 10 of the Fire Precautions Act 1971—which presently enables a fire authority to serve a prohibition notice to immediately close down an unsafe building or part of a building used as a place of work—to allow such notices to be issued in respect of places of work in movable structures and in the open air. Part V of the Regulations makes further, consequential and miscellaneous provision. Regulation 17 makes further and miscellaneous provision by applying a number of sections of the Fire Precautions Act 1971 for the purposes of the Regulations. These include: sections 21 and 22 (which create offences respectively of unauthorised disclosure of information and the making of false statements); and section 19 (conferring powers on inspectors). Regulations 18, 19 and 20 make special provision for the application of the Regulations respectively to the Crown; to visiting forces, etc.; and to premises occupied by the UK Atomic Energy Authority. Regulation 21 amends two sets of Regulations dealing with employee consultation so as to extend them to cover certain requirements of Part II of the Regulations. Regulation 22 makes a consequential amendment to section 9A of the Fire Precautions Act 1971, so as to disapply it where Part II of the Regulations applies.
Offences created by this instrument
- A person shall be guilty of an offence if— a being under a requirement to do so, he fails to comply with any provision… regulation 11(1) · Status not determined · Strict liability
- It is an offence for a person to contravene any requirement imposed by an enforcement notice regulation 15(1) · Status not determined · Strict liability
What Parliament said about it
Contributions, debates and written statements mentioning this instrument by name. Parliamentary material is reused under the Open Parliament Licence v3.0.
- Rosepark Nursing Home: Fire
Lords · Written Statements · 3 February 2004 · The Minister of State, Office of the Deputy Prime Minister (Lord Rooker)
My honourable friend the Parliamentary Under-Secretary of State has made the following Written Ministerial Statement.First, may I say that our thoughts are with the families and friends of the victims of this tragedy?It is too early to speculate about the cause of the fire. Investigations are already under way in Scotland and we will be looking very closely at their findings and considering the implications for England and Wales.The cornerstone of our policy remains the prevention of fire. When fires do occur, simple precautions such as keeping fire doors closed and installing smoke alarms…
- Rosepark Nursing Home Fire
Commons · Written Statements · 4 February 2004 · The Parliamentary Under-Secretary of State, Office of the Deputy Prime Minister(Phil Hope)
First, may I say that our thoughts are with the families and friends of the victims of this tragedy?It is too early to speculate about the cause of the fire. Investigations are already under way in Scotland and we will be looking very closely at their findings and considering the implications for England and Wales.The cornerstone of our policy remains the prevention of fire. When fires do occur, simple precautions such as keeping fire doors closed and installing smoke alarms can play a vital role in reducing death and injury. Integrated Risk Management Plans will make sure that more work is…
- Fire Safety
Commons · Westminster Hall · 27 January 2005 · Richard Younger-Ross
To save time, I accepted the second intervention. I shall answer both points at the same time. The hon. Member for Runnymede and Weybridge asked about onus-based legislation. On general principle, I accept that we should move to onus-based legislation. I was briefly trying to test whether the onus-based approach is entirely the right way forward—whether the whole onus should be on the employers, rather than having a system where there is a certificate that still places an onus on businesses to take charge of the evacuation of their buildings under the Fire Precautions (Workplace) Regulations…
- Regulatory Reform (Fire Safety) Order 2005
Lords · Lords Chamber · 7 June 2005 · Baroness Andrews
My Lords, this is the largest order brought forward under the Regulatory Reform Act 2001 to have been considered by the House so far. Perhaps I may place on record my thanks to noble Lords who sat on the Delegated Powers and Regulatory Reform Committee and who were so helpful in their deliberations. I am pleased that among them was the noble Baroness, Lady Scott, who is on the Front Bench for the Liberals. The order brings in major changes that have been in preparation for three years. They are welcome and necessary. They have the full support of partners in business and in the enforcement…
- Smoke Alarms
Commons · Westminster Hall · 12 October 2005 · Paul Rowen (Rochdale) (LD)
I am grateful for the opportunity to initiate this short debate on smoke alarms. I know that the Minister, as an ex-firefighter, has personal experience of what happens when a fire alarm is not fitted. I wish this morning to consider the issues and the current state of affairs concerning smoke alarm provision. I was prompted to ask for the debate by a very bad fire in Rochdale on 25 June, when a young mother and three children, a baby of 11 months, a three-year-old and a nine-year-old, lost their lives. On that same weekend there were two other serious house fires around the country, in…
- Partnerships (Prosecution) (Scotland) Bill [HL]
Lords · Grand Committee · 4 December 2012 · Lord Stephen
I, too, thank and congratulate the Scottish Law Commission on the excellent work that it has done on this issue. I also thank the Advocate-General and the Scotland Office for all their work over the past few months, since the Scottish Law Commission reported, to bring this Bill forward. It is very important to remember the evening of 31 January 2004 and the shock that there was right across Scotland at that time. We should remember that the 14 people who died were individuals who had a right to expect far better. They were Dorothy McWee, Tom Cook, Isabella MacLachlan, Julia McRoberts, Annie…
How Parliament handled it
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Check the source
- This instrument on legislation.gov.uk The authoritative text, including amendments made since
- Other instruments from 1997